Miller Brian 4
4 · INSEEGO CORP. · Filed Aug 13, 2019
Insider Transaction Report
Form 4
INSEEGO CORP.INSG
Miller Brian
Director10% Owner
Transactions
- Award
Series E Fixed-Rate Cumulative Perpetual Preferred Stock
2019-08-09$1000.00/sh+3,000$3,000,000→ 3,000 total(indirect: See Footnote)
Holdings
- 6,401,995(indirect: See Footnote)
Common Stock
- 60,083
Common Stock
Footnotes (4)
- [F1]The shares are owned directly by North Sound Trading, LP, a Delaware partnership ("North Sound Trading"). Mr. Miller is the sole shareholder of North Sound Management, Inc., a Delaware corporation ("North Sound Management"), which in turn is the general partner of North Sound Trading. Mr. Miller and North Sound Management may be deemed to indirectly own the shares directly owned by North Sound Trading. Each of North Sound Trading and North Sound Management is deemed a director by deputization by virtue of their relationship with Mr. Miller, a director of the Issuer.
- [F2]Of the 60,083 restricted stock units, 42,521 restricted stock units are scheduled to vest over a three-year period, with one-third vesting on each anniversary of October 25, 2018, the grant date. The remaining 17,562 restricted stock units are scheduled to vest in full on February 14, 2020.
- [F3]The restricted stock units convert into common stock on a one-for-one basis.
- [F4]The restricted stock units are owned directly by Brian Miller.