4//SEC Filing
Brown Brian Nicholas 4
Accession 0000950142-20-001953
CIK 0001805284other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 8:15 PM ET
Size
7.7 KB
Accession
0000950142-20-001953
Insider Transaction Report
Form 4
Brown Brian Nicholas
Chief Fin. Officer & Treasurer
Transactions
- Award
Class A common stock
2020-08-05+75,000→ 75,000 total - Award
Employee Stock Options (right to buy)
2020-08-05+92,402→ 92,402 totalExercise: $18.00Exp: 2030-08-05→ Class A common stock (92,402 underlying)
Footnotes (2)
- [F1]Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person's continued employment on the applicable vesting date.
- [F2]Represents employee stock options (right to buy) granted under the Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The employee stock options vest as to 33.33% on August 5, 2021 and monthly thereafter over the next 24 months, subject to the reporting person's continued employment on the applicable vesting date.
Documents
Issuer
Rocket Companies, Inc.
CIK 0001805284
Entity typeother
Related Parties
1- filerCIK 0001820672
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 8:15 PM ET
- Size
- 7.7 KB