CARNIVAL CORP·4

Dec 2, 9:17 AM ET

ARISON MICKY MEIR 4

4 · CARNIVAL CORP · Filed Dec 2, 2020

Insider Transaction Report

Form 4
Period: 2020-11-30
ARISON MICKY MEIR
DirectorChairman & CEO10% Owner
Transactions
  • Sale

    Common Stock

    2020-11-30$21.59/sh871,239$18,808,48280,736,445 total(indirect: By MA 1994 B Shares, L.P.)
  • Sale

    Common Stock

    2020-11-30$20.37/sh4,128,761$84,101,62381,607,684 total(indirect: By MA 1994 B Shares, L.P.)
Holdings
  • Common Stock

    (indirect: By Trust)
    4,934,166
Footnotes (3)
  • [F1]The transaction was executed in multiple trades at prices ranging from $20.16 to $20.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F2]The transaction was executed in multiple trades at prices ranging from $21.25 to $21.91. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F3]Includes (i) 3,251,154?shares of Carnival Corporation Common Stock held by the Nickel 2003 Revocable Trust, (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2015-08 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and the KA 2015-08 Trust.

Documents

2 files