4//SEC Filing
MA 1994 B SHARES LP 4
Accession 0000950142-20-002655
CIK 0001125259other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 9:25 AM ET
Size
24.8 KB
Accession
0000950142-20-002655
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
MA 1994 B SHARES LP
Other
Transactions
- Sale
Trust Shares (Beneficial Interest in Special Voting Share)
2020-11-30−4,128,761→ 81,607,684 total - Sale
Trust Shares (Beneficial Interest in Special Voting Share)
2020-11-30−871,239→ 80,736,445 total
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Represents sales of shares of Common Stock of Carnival Corporation, paired with the Trust Shares. No separate consideration was received in respect of the Trust Shares. The transaction was executed in multiple trades at prices ranging from $20.16 to $20.92, for a weighted average price of $20.3697. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]Represents sales of shares of Common Stock of Carnival Corporation, paired with the Trust Shares. No separate consideration was received in respect of the Trust Shares. The transaction was executed in multiple trades at prices ranging from $21.25 to $21.91, for a weighted average price of $21.5882. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001251586
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 9:25 AM ET
- Size
- 24.8 KB