Home/Filings/3/0000950142-21-000127
3//SEC Filing

ARONSON NEAL K 3

Accession 0000950142-21-000127

CIK 0001804745other

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 8:29 PM ET

Size

7.3 KB

Accession

0000950142-21-000127

Insider Transaction Report

Form 3
Period: 2021-01-14
ARONSON NEAL K
Director10% OwnerOther
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    39,169,857
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    82,303,059
Footnotes (3)
  • [F1]Consists of shares held directly by Driven Equity LLC. Driven Equity LLC is controlled by RC Driven Holdco LLC. RC Driven Holdco LLC is controlled by Roark Capital Partners III LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and therefore be deemed to be the beneficial owner of the common stock held by Driven Equity LLC, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F2]Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN3)
  • [F3](Continued from FN2) Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

Driven Brands Holdings Inc.

CIK 0001804745

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001040618

Filing Metadata

Form type
3
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 8:29 PM ET
Size
7.3 KB