3//SEC Filing
Oaktree Fund GP, LLC 3
Accession 0000950142-21-000729
CIK 0000895126other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:41 PM ET
Size
41.1 KB
Accession
0000950142-21-000729
Insider Transaction Report
Form 3
Partners Ltd
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
BROOKFIELD Corp /ON/
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
Oaktree Capital Group, LLC
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
OAKTREE HOLDINGS, LLC
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
OCM HOLDINGS I, LLC
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
Oaktree Capital I, L.P.
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
OAKTREE FUND GP I, L.P.
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
Oaktree Fund GP, LLC
10% Owner
Holdings
- 7,646,594(indirect: See Footnote)
Common Stock
- 3,142,523(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (289,434 underlying) - (indirect: See Footnote)
Warrant (right to buy)
Exercise: $36.18From: 2021-02-09Exp: 2026-02-09→ Common Stock (91,118 underlying)
Footnotes (6)
- [F1]Consists of 7,646,594 shares of common stock, par value $0.01 per share ("Common Stock") of Chesapeake Energy Corporation (the "Company") beneficially owned by Oaktree Fund GP, LLC ("Fund GP") on behalf of certain of its managed funds and accounts. All share amounts reported on this Form 3 represent estimates based on the records of the Reporting Persons and therefore are subject to finalization pursuant to the settlement process in connection with the emergence of the Company from bankruptcy proceedings under Chapter 11 of the U.S. Bankruptcy Code. As a result, these amounts may be subject to change as the settlement process is completed.
- [F2]Consists of 3,142,523 shares of Common Stock beneficially owned by Fund GP on behalf of certain of its managed funds and accounts. All share amounts reported on this Form 3 represent estimates based on the records of the Reporting Persons and therefore are subject to finalization pursuant to the settlement process in connection with the emergence of the Company from bankruptcy proceedings under Chapter 11 of the U.S. Bankruptcy Code. As a result, these amounts may be subject to change as the settlement process is completed.
- [F3]Consists of Class C Warrants issued by the Company pursuant to the Class C Warrant Agreement, dated as of February 9, 2021 (the "Warrants") beneficially owned by Fund GP on behalf of certain of its managed funds and accounts exercisable for 289,434 shares of Common Stock at an exercise price of $36.18 per share. The Warrant amounts reported on this Form 3 represent estimates based on the records of the Reporting Persons and therefore are subject to finalization pursuant to the settlement process in connection with the emergence of the Company from bankruptcy proceedings under Chapter 11 of the U.S. Bankruptcy Code. As a result, these amounts may be subject to change as the settlement process is completed.
- [F4]Consists of Warrants of the Company beneficially owned by Fund GP on behalf of certain of its managed funds and accounts exercisable for 91,118 shares of Common Stock at an exercise price of $36.18 per share. The Warrant amounts reported on this Form 3 represent estimates based on the records of the Reporting Persons and therefore are subject to finalization pursuant to the settlement process in connection with the emergence of the Company from bankruptcy proceedings under Chapter 11 of the U.S. Bankruptcy Code. As a result, these amounts may be subject to change as the settlement process is completed.
- [F5]This Form 3 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) Fund GP, (ii) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (iii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (iv) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC ("Holdings LLC"), in its capacity as the managing member of Holdings I, (vi) Oaktree Capital Group, LLC ("OCG"), in its capacity as the managing member of Holdings LLC, (vii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG, (cont'd on FN 6)
- [F6](cont'd from FN 5) (iix) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of OCG and (ix) Partners Limited, in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 3.
Issuer
CHESAPEAKE ENERGY CORP
CIK 0000895126
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001499005
Filing Metadata
- Form type
- 3
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 5:41 PM ET
- Size
- 41.1 KB