Home/Filings/4/0000950142-21-000759
4//SEC Filing

Jacobs Private Equity, LLC 4

Accession 0000950142-21-000759

CIK 0001166003other

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 5:24 PM ET

Size

8.2 KB

Accession

0000950142-21-000759

Insider Transaction Report

Form 4
Period: 2021-02-23
Transactions
  • Award

    Common Stock, par value $0.001 per share

    2021-02-23+9,071,16218,714,019 total
  • Disposition to Issuer

    Warrants

    2021-02-239,642,8570 total
    Exercise: $7.00From: 2011-09-02Exp: 2021-09-02Common Stock, par value $0.001 per share (9,642,857 underlying)
Footnotes (3)
  • [F1]On February 23, 2021, the Reporting Person exchanged 9,642,857 warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of common stock, par value $0.001 per share (the "Shares"), of XPO Logistics, Inc. in a cashless exchange pursuant to an agreement with XPO Logistics, Inc. dated December 30, 2020. No Shares were sold by the Reporting Person in connection with the transaction.
  • [F2]The initial exercise price of the warrants was $7 per Share, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to XPO Logistics, Inc.'s Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
  • [F3]Represents 9,642,857 Shares initially issuable upon the exercise of 9,642,857 warrants, subject to adjustment as set forth in the Warrant Certificate.

Issuer

XPO Logistics, Inc.

CIK 0001166003

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001523994

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:24 PM ET
Size
8.2 KB