3//SEC Filing
Oaktree Phoenix Investment Fund, L.P. 3
Accession 0000950142-21-003865
CIK 0001455684other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:13 PM ET
Size
23.0 KB
Accession
0000950142-21-003865
Insider Transaction Report
Form 3
BAM Partners Trust
10% Owner
Holdings
- (indirect: See Footnote)
Warrants (right to buy)
Exercise: $0.01From: 2021-11-22Exp: 2026-11-22→ Common Stock (2,835,000 underlying) - (indirect: See Footnote)
Warrants (right to buy)
Exercise: $0.01From: 2021-11-22Exp: 2026-11-22→ Common Stock (1,750,000 underlying) - (indirect: See Footnote)
Warrants (right to buy)
Exercise: $0.01From: 2021-11-22Exp: 2026-11-22→ Common Stock (81,667 underlying)
Holdings
- (indirect: See Footnote)
Warrants (right to buy)
Exercise: $0.01From: 2021-11-22Exp: 2026-11-22→ Common Stock (1,750,000 underlying) - (indirect: See Footnote)
Warrants (right to buy)
Exercise: $0.01From: 2021-11-22Exp: 2026-11-22→ Common Stock (2,835,000 underlying) - (indirect: See Footnote)
Warrants (right to buy)
Exercise: $0.01From: 2021-11-22Exp: 2026-11-22→ Common Stock (81,667 underlying)
Footnotes (5)
- [F1]Consists of Warrants issued by the Company pursuant to the Series A Preferred Stock Purchase Agreement, dated November 8, 2021 (the "Warrants") directly beneficially owned by Opps TPIC Holdings, LLC ("Opps") exercisable for 2,835,000 shares of Common Stock at an exercise price of $0.01 per share.
- [F2]Consists of Warrants directly beneficially owned by Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V") exercisable for 1,750,000 shares of Common Stock at an exercise price of $0.01 per share.
- [F3]Consists of Warrants directly beneficially owned by Oaktree Phoenix Investment Fund, L.P. ("Phoenix") exercisable for 81,667 shares of Common Stock at an exercise price of $0.01 per share.
- [F4]This Form 3 is being filed jointly by (each, a "Reporting Person" and, collective, the "Reporting Persons") (i) TPIC, (ii) Power V, (iii) Oaktree Fund GP, LLC ("Fund GP"), as general partner of TPIC and Power V, (iv) Oaktree Fund GP I, L.P. ("GP I"), as managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), as general partner of GP I, (vi) OCM Holdings I, LLC ("Holdings I"), as general partner of Capital I, (vii) Oaktree Holdings LLC ("Holdings"), as managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), as managing member of Holdings, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. ("BAM"), as indirect owner of the class A units of OCG, (xi) BAM Partners Trust (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM and (xii) Phoenix.
- [F5]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 3.
Issuer
TPI COMPOSITES, INC
CIK 0001455684
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001815055
Filing Metadata
- Form type
- 3
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:13 PM ET
- Size
- 23.0 KB