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4//SEC Filing

BORDES PETER A JR 4

Accession 0000950142-21-004061

CIK 0001846750other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 5:28 PM ET

Size

18.0 KB

Accession

0000950142-21-004061

Insider Transaction Report

Form 4
Period: 2021-12-14
Frankel Michael E.S.
See Remarks10% Owner
Transactions
  • Other

    Class B Common Stock

    2021-12-141,732,0362,475,464 total
    Class A Common Stock (1,732,036 underlying)
BORDES PETER A JR
DirectorSee Remarks10% Owner
Transactions
  • Other

    Class B Common Stock

    2021-12-141,732,0362,475,464 total
    Class A Common Stock (1,732,036 underlying)
Sethi Paul
Director10% Owner
Transactions
  • Other

    Class B Common Stock

    2021-12-141,732,0362,475,464 total
    Class A Common Stock (1,732,036 underlying)
Trajectory Alpha Sponsor LLC
DirectorSee Remarks10% Owner
Transactions
  • Other

    Class B Common Stock

    2021-12-141,732,0362,475,464 total
    Class A Common Stock (1,732,036 underlying)
Footnotes (3)
  • [F1]The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date.
  • [F2]Immediately prior to the closing of the Issuer's initial public offering, the Sponsor forfeited to the Issuer 1,732,036 shares of Class B common stock.
  • [F3]The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Issuer

Trajectory Alpha Acquisition Corp.

CIK 0001846750

Entity typeother

Related Parties

1
  • filerCIK 0001191973

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:28 PM ET
Size
18.0 KB