4//SEC Filing
Cook Stephen M. 4
Accession 0000950142-22-002073
CIK 0001824403other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 5:16 PM ET
Size
12.6 KB
Accession
0000950142-22-002073
Insider Transaction Report
Form 4
Cook Stephen M.
Director
Transactions
- Purchase
Common stock, $0.0001 par value
2022-06-30$6.47/sh+23,506$152,084→ 226,089 total(indirect: By LLC) - Award
Common stock, $0.0001 par value
2022-06-29+11,940→ 885,375 total - Purchase
Common stock, $0.0001 par value
2022-06-29$6.35/sh+1,714$10,884→ 202,583 total(indirect: By LLC) - Purchase
Warrants to purchase Common Stock
2022-06-29$1.30/sh+183$238→ 1,693 total(indirect: By LLC)Exercise: $11.50From: 2021-08-27Exp: 2026-07-28→ Common Stock (183 underlying)
Footnotes (4)
- [F1]Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2022, subject to the Reporting Person's continued service on the board of directors of the Issuer on such date.
- [F2]The Reporting Person purchased 1,714 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer in multiple trades at prices ranging from $6.20 to $6.50 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.
- [F3]The Reporting Person purchased 23,506 shares of Common Stock of the Issuer in multiple trades at prices ranging from $6.33 to $6.67 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.
- [F4]The Reporting Person purchased 183 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $1.24 to $1.30 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected.
Documents
Issuer
Reservoir Media, Inc.
CIK 0001824403
Entity typeother
Related Parties
1- filerCIK 0001867327
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 5:16 PM ET
- Size
- 12.6 KB