Oaktree Phoenix Investment Fund, L.P. 4
4 · TPI COMPOSITES, INC · Filed Sep 12, 2022
Insider Transaction Report
Form 4
BAM Partners Trust
10% Owner
Transactions
- Sale
Common Stock
2022-09-08$18.85/sh−2,407,775$45,386,559→ 425,699 total(indirect: See Footnote) - Sale
Common Stock
2022-09-08$18.85/sh−1,486,281$28,016,397→ 262,777 total(indirect: See Footnote) - Sale
Common Stock
2022-09-08$18.85/sh−69,360$1,307,436→ 12,263 total(indirect: See Footnote)
Footnotes (5)
- [F1]Consists of shares of Common Stock beneficially owned by Opps TPIC Holdings, LLC ("Opps").
- [F2]Consists of shares of Common Stock beneficially owned by Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V").
- [F3]Consists of shares of Common Stock beneficially owned by Oaktree Phoenix Investment Fund, L.P. ("Phoenix").
- [F4]This Form 4 is being filed jointly by (each, a "Reporting Person" and, collective, the "Reporting Persons") (i) Opps, (ii) Power V, (iii) Oaktree Fund GP, LLC ("Fund GP"), as general partner of TPIC and Power V, (iv) Oaktree Fund GP I, L.P. ("GP I"), as managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), as general partner of GP I, (vi) OCM Holdings I, LLC ("Holdings I"), as general partner of Capital I, (vii) Oaktree Holdings LLC ("Holdings"), as managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), as managing member of Holdings, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of OCG, (x) Brookfield Asset Management Inc. ("BAM"), as indirect owner of the class A units of OCG, (xi) BAM Partners Trust (the "BAM Partnership"), as sole owner of the Class B Limited Voting Shares of BAM and (xii) Phoenix.
- [F5]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.