4//SEC Filing
ARONSON NEAL K 4
Accession 0000950142-22-002728
CIK 0001804745other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 4:32 PM ET
Size
9.6 KB
Accession
0000950142-22-002728
Insider Transaction Report
Form 4
ARONSON NEAL K
Director10% OwnerOther
Transactions
- Sale
Common Stock, par value $0.01 per share
2022-09-15$32.19/sh−4,742,797$152,670,635→ 68,832,571 total(indirect: See footnote) - Sale
Common Stock, par value $0.01 per share
2022-09-15$32.19/sh−2,257,203$72,659,365→ 32,758,952 total(indirect: See footnote)
Footnotes (3)
- [F1]Consists of shares held directly by Driven Equity Sub LLC and Driven Equity LLC. Driven Equity Sub LLC is controlled by Driven Equity LLC, which is controlled by RC Driven Holdco LLC, which is controlled by Roark Capital Partners III AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and Driven Equity Sub LLC and therefore be deemed to be the beneficial owner of such common stock, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]Consists of shares held directly by RC IV Cayman ICW Holdings Sub LLC and RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings Sub LLC is controlled by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman ICW Equity LLC. RC IV Cayman ICW Equity LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN3)
- [F3](Continued from FN2) By virtue of being a member of a group with the RC IV Entities (as defined below), Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and RC IV Cayman ICW Holdings Sub LLC and therefore be deemed to be the beneficial owner of such common stock, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Driven Brands Holdings Inc.
CIK 0001804745
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001040618
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 4:32 PM ET
- Size
- 9.6 KB