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4//SEC Filing

BORDES PETER A JR 4

Accession 0000950142-23-001618

CIK 0001846750other

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 5:28 PM ET

Size

17.6 KB

Accession

0000950142-23-001618

Insider Transaction Report

Form 4
Period: 2023-06-02
BORDES PETER A JR
DirectorSee Remarks10% Owner
Transactions
  • Other

    Class B common stock

    2023-06-022,120,049355,415 total
    Class A Common Stock (2,120,049 underlying)
Frankel Michael E.S.
See Remarks10% Owner
Transactions
  • Other

    Class B common stock

    2023-06-022,120,049355,415 total
    Class A Common Stock (2,120,049 underlying)
Sethi Paul
Director10% Owner
Transactions
  • Other

    Class B common stock

    2023-06-022,120,049355,415 total
    Class A Common Stock (2,120,049 underlying)
Trajectory Alpha Sponsor LLC
DirectorSee Remarks10% Owner
Transactions
  • Other

    Class B common stock

    2023-06-022,120,049355,415 total
    Class A Common Stock (2,120,049 underlying)
Footnotes (3)
  • [F1]The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date.
  • [F2]On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions.
  • [F3]The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Issuer

Trajectory Alpha Acquisition Corp.

CIK 0001846750

Entity typeother

Related Parties

1
  • filerCIK 0001191973

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 5:28 PM ET
Size
17.6 KB