Timperman Jurgen 4

Accession 0000950142-23-002117

CIK 0001783180other

Filed

Jul 30, 8:00 PM ET

Accepted

Jul 31, 9:38 PM ET

Size

25.5 KB

Accession

0000950142-23-002117

Form 4

Period: 2023-07-31

President, Fire & Security

Transactions

Disposition to Issuer
Common Stock
2023-07-31$59.05/sh−12,417$733,224→ 123,597 total
Disposition to Issuer
Common Stock
2023-07-31$59.12/sh−12,402$733,206→ 111,195 total
Sale
Common Stock
2023-07-31$59.14/sh−87,811$5,193,169→ 0 total
Disposition to Issuer
Common Stock
2023-07-31$59.34/sh−29,138$1,729,049→ 105,459 total
Disposition to Issuer
Common Stock
2023-07-31$59.53/sh−14,609$869,674→ 76,639 total
Exercise/Conversion
Common Stock
2023-07-31$25.58/sh+134,597$3,442,991→ 134,597 total
Sale
Common Stock
2023-07-31$59.38/sh−76,639$4,550,594→ 0 total
Sale
Common Stock
2023-07-31$59.20/sh−33,000$1,953,600→ 6,747 total(indirect: By Trust)
Exercise/Conversion
Stock Appreciation Right
2023-07-31−136,014→ 0 total
Exercise: $20.95From: 2022-06-14Exp: 2029-06-13→ Common Stock (136,014 underlying)
Exercise/Conversion
Stock Appreciation Right
2023-07-31−134,597→ 0 total
Exercise: $25.58From: 2023-02-04Exp: 2033-02-03→ Common Stock (134,597 underlying)
Exercise/Conversion
Common Stock
2023-07-31$20.95/sh+136,014$2,849,493→ 136,014 total
Disposition to Issuer
Common Stock
2023-07-31$59.14/sh−23,384$1,382,930→ 87,811 total
Disposition to Issuer
Common Stock
2023-07-31$59.40/sh−14,211$844,133→ 91,248 total

Footnotes (3)

[F1]The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
[F2]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.070 to $59.225 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
[F3]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.31 to $59.52 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Documents

1 file

CARRIER GLOBAL Corp

CIK 0001783180

Entity typeother