4//SEC Filing
Davis Anthony Lynn 4
Accession 0000950142-23-002408
CIK 0001609804other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:25 PM ET
Size
14.5 KB
Accession
0000950142-23-002408
Insider Transaction Report
Form 4
Orion S.A.OEC
Davis Anthony Lynn
Director
Transactions
- Other
Common Shares, no par value
2023-09-11−11,689→ 0 total(indirect: See footnote) - Other
Common Shares, no par value
2023-09-11+970→ 325,164 total(indirect: See footnote) - Other
Common Shares, no par value
2023-09-11+5,469→ 1,829,711 total(indirect: See footnote) - Other
Common Shares, no par value
2023-09-11+4,459→ 1,834,170 total(indirect: See footnote) - Other
Common Shares, no par value
2023-09-11+791→ 324,194 total(indirect: See footnote)
Holdings
- 587,571(indirect: See footnote)
Common Shares, no par value
Footnotes (5)
- [F1]Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
- [F2]Represents 5,250 restricted shares granted by the Issuer to the Reporting Person on June 8, 2023, which vest on the day prior to the Issuer's 2024 Annual General Meeting of Shareholders (the "2023 Grant Shares") and 6,439 restricted shares granted by the Issuer to the Reporting Person on July 1, 2022, which vested on June 6, 2023 (the "2022 Grant Shares"), each of which was previously assigned by the Reporting Person to Inherent Group, LP (the "Assignor"), an entity controlled by the Reporting Person, pursuant to the Portfolio Company Board of Directors Policy of the Assignor (the "Policy"), (cont'd in FN3)
- [F3](cont'd from FN 2) for further distribution in accordance with the Policy to the funds named in footnotes (4) and (5), which are managed by the Assignor. Pursuant to the Policy, on September 11, 2023, the Assignor assigned 791 of the 2023 Grant Shares and 970 of the 2022 Grant Shares to Inherent CIO1, LLC and assigned 4,459 of the 2023 Grant Shares and 5,469 of the 2022 Grant Shares to Inherent ESG Opportunity Master, LP.
- [F4]Held by Inherent ESG Opportunity Master, LP, a fund managed by the Assignor, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Orion S.A.
CIK 0001609804
Entity typeother
Related Parties
1- filerCIK 0001300650
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 5:25 PM ET
- Size
- 14.5 KB