4//SEC Filing
COTE DAVID M 4
Accession 0000950142-23-002941
CIK 0001674101other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 9:30 PM ET
Size
10.7 KB
Accession
0000950142-23-002941
Insider Transaction Report
Form 4
COTE DAVID M
DirectorExecutive Chairman
Transactions
- Gift
Class A Common Stock
2023-12-08−8,572,500→ 0 total(indirect: See Footnote) - Gift
Private Placement Warrants
2023-12-08−5,266,667→ 0 total(indirect: See Footnote)Exercise: $11.50Exp: 2025-02-07→ Class A Common Stock (5,266,667 underlying)
Holdings
- 62,258.03(indirect: See Footnote)
Class A Common Stock
- 200(indirect: See Footnote)
Class A Common Stock
- 2,000,000(indirect: See Footnote)
Class A Common Stock
Footnotes (5)
- [F1]The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC.
- [F2]Reflects securities held directly by the Reporting Person's spouse.
- [F3]Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager, and for which the limited liability company interests are held in trusts for the benefit of his family, over which the Reporting Person has investment control.
- [F4]Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee.
- [F5]Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants expire on February 7, 2025 or earlier upon redemption or liquidation.
Documents
Issuer
Vertiv Holdings Co
CIK 0001674101
Entity typeother
Related Parties
1- filerCIK 0001136538
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 9:30 PM ET
- Size
- 10.7 KB