4//SEC Filing
Liberty Capital L.L.C. 4
Accession 0000950142-24-001605
CIK 0000910073other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 5:14 PM ET
Size
41.3 KB
Accession
0000950142-24-001605
Insider Transaction Report
Form 4
Liberty 77 Capital L.P.
Director
Transactions
- Other
Common Stock
2024-06-07+39,954,000→ 81,645,300 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2024-06-07−39,954→ 0 total(indirect: See footnotes)→ Common Stock (39,954,000 underlying)
Transactions
- Other
Common Stock
2024-06-07+39,954,000→ 81,645,300 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2024-06-07−39,954→ 0 total(indirect: See footnotes)→ Common Stock (39,954,000 underlying)
STM Partners LLC
Director
Transactions
- Other
Common Stock
2024-06-07+39,954,000→ 81,645,300 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2024-06-07−39,954→ 0 total(indirect: See footnotes)→ Common Stock (39,954,000 underlying)
Liberty 77 Capital Partners L.P.
Director
Transactions
- Other
Common Stock
2024-06-07+39,954,000→ 81,645,300 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2024-06-07−39,954→ 0 total(indirect: See footnotes)→ Common Stock (39,954,000 underlying)
Liberty Capital L.L.C.
Director
Transactions
- Other
Common Stock
2024-06-07+39,954,000→ 81,645,300 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2024-06-07−39,954→ 0 total(indirect: See footnotes)→ Common Stock (39,954,000 underlying)
MNUCHIN STEVEN T
Director10% Owner
Transactions
- Other
Common Stock
2024-06-07+39,954,000→ 81,645,300 total(indirect: See footnotes) - Conversion
Series C Preferred Stock
2024-06-07−39,954→ 0 total(indirect: See footnotes)→ Common Stock (39,954,000 underlying)
Footnotes (4)
- [F1]Total includes 81,645,000 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of New York Community Bancorp, Inc. (the "Issuer") held by Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company (the "Liberty Purchaser"). Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of the Liberty Purchaser and manager of the Liberty Purchaser. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the President of STM Partners LLC.
- [F2]Total includes 300 service-based restricted stock units that were granted to Steven T. Mnuchin on March 27, 2024 in connection with his service as a director of the Issuer and which will vest over the passage of time in shares of Common Stock.
- [F3]Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F4]Under the terms of the Investment Agreement, dated March 7, 2024 and as amended on March 11, 2024, between the Issuer and the Liberty Purchaser and the related certificate of designations, 39,954 shares of Series C Noncumulative Convertible Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"), were automatically converted into shares of Common Stock on a 1-for-1,000 basis, subject to certain adjustments. The Series C Preferred Stock has no expiration date.
Issuer
NEW YORK COMMUNITY BANCORP, INC.
CIK 0000910073
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001905369
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 5:14 PM ET
- Size
- 41.3 KB