American Strategic Investment Co.·4

Jan 29, 9:11 PM ET

SCHORSCH NICHOLAS S 4

4 · American Strategic Investment Co. · Filed Jan 29, 2026

Research Summary

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American Strategic Investment Co. 10% Owner Nicholas Schorsch Buys Stock

What Happened
Nicholas S. Schorsch, reported as a 10% owner, made three open-market purchases of American Strategic Investment Co. Class A shares on Jan 27–29, 2026. He bought 1,664 shares on Jan 27 at $10.53 ($17,522), 1,664 shares on Jan 28 at $11.73 ($19,519), and 1,664 shares on Jan 29 at $11.15 ($18,554), for a total of 4,992 shares purchased for approximately $55,595. These were purchases (buy transactions), which retail investors often view as a stronger signal than routine sales.

Key Details

  • Transaction dates & reported prices:
    • 2026-01-27: 1,664 shares @ $10.53 (total $17,522). Footnote F2: weighted-average price; trades ranged $10.22–$10.59.
    • 2026-01-28: 1,664 shares @ $11.73 (total $19,519). Footnote F4: weighted-average price; trades ranged $11.38–$11.75.
    • 2026-01-29: 1,664 shares @ $11.15 (total $18,554). Footnote F5: weighted-average price; trades ranged $10.63–$11.38.
  • Total bought: 4,992 shares for ~ $55,595.
  • Shares owned after transaction: not specified in the provided excerpt of the Form 4.
  • Filing: Report filed 2026-01-29 for transactions through 2026-01-29 — appears timely (Form 4 is generally due within two business days).
  • Notable footnotes: F1/F3/F6 explain Schorsch’s relationships with Bellevue Capital Partners (BCP) and related entities; some reported shares are held of record by the Advisor/BCP and Mr. Schorsch disclaims beneficial ownership of other group members’ holdings. The filing states the Reporting Persons may be members of a Section 13(d) group owning over 10%.

Context

  • These were straight open-market purchases (code P), not option exercises or gifts. The filing notes weighted-average price ranges because each reported line aggregates multiple trades; a detailed per-trade breakdown is available from the filer on request.
  • As a reported 10% owner with related entities involved, this is institutional/large-holder activity rather than an ordinary employee trade; the filing includes disclaimers about group ownership and pecuniary interest.

Insider Transaction Report

Form 4
Period: 2026-01-27
Transactions
  • Purchase

    Class A common stock

    [F2][F3]
    2026-01-27$10.53/sh+1,664$17,5221,068,956 total(indirect: See footnote)
  • Purchase

    Class A common stock

    [F4][F3]
    2026-01-28$11.73/sh+1,664$19,5191,070,620 total(indirect: See footnote)
  • Purchase

    Class A common stock

    [F5][F3]
    2026-01-29$11.15/sh+1,664$18,5541,072,284 total(indirect: See footnote)
Holdings
  • Class A common stock

    [F1]
    (indirect: See footnote)
    520,666
  • Class A common stock

    [F6]
    26,559
Footnotes (6)
  • [F1]Mr. Nicholas S. Schorsch is the sole managing member of Bellevue Capital Partners, LLC ("BCP"), who is the ultimate controlling person of the Advisor, and has voting and investment discretion with respect to the securities held of record by the Advisor. BCP is the sole member of AR Global Investments, LLC, who is the sole member of American Realty Capital III, LLC ("ARC III"). ARC III is the sole member of New York City Special Limited Partnership, LLC, who is the sole member of the Advisor, the record holder of the securities reported herein.
  • [F2]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.22-$10.59, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  • [F3]Represents shares of Class A common stock directly owned by BCP. Mr. Nicholas S. Schorsch is the sole managing member of BCP, and has voting and investment discretion with respect to the securities held of record by BCP.
  • [F4]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.38-$11.75, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  • [F5]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.63-$11.38, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  • [F6]Represents shares of Class A common stock owned solely by Mr. Nicholas S. Schorsch.
Signature
/s/ See signatures attached as Exhibit 99.1|2026-01-29

Documents

2 files