Finance of America Companies Inc.·4

Jun 26, 10:47 AM ET

SAFRA EDMOND 4

4 · Finance of America Companies Inc. · Filed Jun 26, 2026

Research Summary

AI-generated summary of this filing

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Finance of America (FOA) 10% Owner Safra Edmond Buys Stock

What Happened
Safra Edmond, identified as a 10% owner of Finance of America Companies Inc. (FOA), made two purchases of FOA common stock in mid‑March 2026, acquiring a total of 125,000 shares for about $2,147,018. The buys were: 50,000 shares on 2026-03-13 at $16.44 each (≈ $821,880) and 75,000 shares on 2026-03-16 at $17.67 each (≈ $1,325,138). These were purchases (transaction code P), which investors often view as a more informative/positive signal than routine insider sales, though no motive is stated.

Key Details

  • Transaction dates and prices:
    • 2026-03-13: 50,000 shares @ $16.44 — $821,880
    • 2026-03-16: 75,000 shares @ $17.67 — $1,325,138
    • Aggregate: 125,000 shares for $2,147,018
  • Transaction type: Open market or private purchase (code P on the Form 4).
  • Shares owned after the transaction: Not specified in the provided filing excerpt.
  • Footnotes of note:
    • F1: All share counts and prices reflect a 1-for-10 reverse stock split effective July 25, 2024.
    • F2: Securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra through related entities; Mr. Safra disclaims beneficial ownership except for his pecuniary interest.
    • F3: The filing excludes 425,850 unvested shares held by the Replay Sponsor, LLC that are subject to vesting/forfeiture; Messrs. Safra and Werthein similarly disclaim beneficial ownership except for pecuniary interest.
  • Filing timeliness: The report covers transactions in March 2026 but was filed on 2026-06-26 — a late filing. Late Form 4s reduce the immediacy of the disclosure for investors.

Context
As a reported 10% owner, these purchases were made via investment/partnership entities rather than shown as direct executive trading; that structure can reflect institutional investment decisions more than personal executive trades. The reverse-split adjustment and the disclosed disclaimers mean holdings are reported on an adjusted basis and may be held through multiple related entities.

Insider Transaction Report

Form 4
Period: 2026-03-13
SAFRA EDMOND
10% Owner
Transactions
  • Purchase

    Class A Common Stock

    [F1][F2]
    2026-03-13$16.44/sh+50,000$821,880445,188 total(indirect: See footnote)
  • Purchase

    Class A Common Stock

    [F1][F2]
    2026-03-16$17.67/sh+75,000$1,325,138520,188 total(indirect: See footnote)
Holdings
  • Class A Common Stock

    [F1][F3]
    (indirect: See footnote)
    361,400
Footnotes (3)
  • [F1]On July 25, 2024, the Issuer effected a one-for-ten reverse stock split of its Class A Common Stock. The share amounts and per-share purchase prices reported herein reflect the reverse stock split.
  • [F2]The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  • [F3]Excludes 425,850 unvested shares issued in the name of the Replay Sponsor, LLC (the "Sponsor") that are subject to vesting and forfeiture. The shares reported on this line are held directly by the Sponsor and indirectly by Mr. Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Signature
/s/ Grace Lee, as Attorney-in-Fact|2026-06-26

Documents

1 file
  • 4
    es260799100_4-safra.xmlPrimary

    OWNERSHIP DOCUMENT