Forge Nano Holdings, Inc.: director David A. Goggins received 227,995 shares

What happened

• David A. Goggins, a director, received two awards on Oct 22, 2026: 130,282 shares (grant/award) and 97,713 derivative earn-out shares. The filing reports no purchase price or total value.

Key details

• Transaction date(s): Oct 22, 2026; price: N/A for both transactions.
• Shares owned after the transaction: not stated in the filing.
• Footnote F1: shares received as consideration in connection with the issuer's business combination under the merger agreement.
• Footnote F2: the 97,713 are earn-out shares that vest in three equal tranches: one third vests if the VWAP reaches or exceeds $15.00 over any 30 trading day period or revenue equals or exceeds $400,000,000; the second third vests at $20.00 VWAP or $600,000,000 revenue; the final third vests at $25.00 VWAP or $800,000,000 revenue.
• Filing date: Oct 26, 2026; report covers Oct 22, 2026. The filing does not indicate a late filing.

Why it may matter

• These were awards received as consideration in the business combination; the 97,713 shares are subject to earn-out vesting conditions tied to stock price or revenue milestones.
• The filing does not show why the insider traded or why the company acted.