Forge Nano: CFO Michael A. Kleinberg received 1,635,851 shares

What happened

• Michael A. Kleinberg, chief financial officer, received a total of 1,635,851 shares on Oct 22, 2026, comprised of 19,719 shares of common stock and 1,616,132 derivative awards (stock options, earn-out shares and performance stock units). Prices and total values are reported as N/A.

Key details

• Transaction date: Oct 22, 2026; filing date: Oct 26, 2026. No late filing is indicated.
• Price: N/A for all reported grants/awards; total dollar value not reported.
• Shares acquired: 19,719 common shares; 1,616,132 derivative securities (various awards) for a total of 1,635,851 shares.
• The derivative awards include: stock options granted under the 2017 Equity Incentive Plan and performance/earn-out awards tied to the business combination (see footnotes).
• Vesting: some options have time-based vesting schedules (25% cliff then monthly vesting over 36 months) and some awards vest based on stock price (VWAP) or revenue thresholds; specific vesting schedules and performance thresholds are described in the footnotes (F2–F10).
• Footnote summaries:
  • F1: received as consideration in connection with the business combination.
  • F2–F6: stock options under the 2017 Equity Incentive Plan with specified vesting dates and monthly vesting thereafter.
  • F7–F9: earn-out and performance stock units vest in thirds upon achieving VWAP thresholds of $15.00, $20.00 and $25.00 over any 30 trading day period or revenue thresholds of $400,000,000, $600,000,000 and $800,000,000 (subject to continued service where noted).
  • F10: continuation of F9 describing the $20.00 and $25.00 vesting levels for performance stock units.
• Filing type: Form 4 reporting awards/grants (transaction code A). No sales, purchases or option exercises reported in this filing.

Why it may matter

• The filing reports grants and contingent/derivative awards rather than open-market purchases or sales.
• Many awards are subject to time-based vesting or performance conditions tied to share price or revenue, not immediate transferability.
• This filing does not show why the insider traded or why the company acted.