Forge Nano: director Jimmy D. Smith received 227,995 shares

What happened

• Jimmy D. Smith, a director of Forge Nano Holdings, Inc., was granted 130,282 shares and an additional 97,713 derivative earn-out shares on Oct 22, 2026. The filing lists the transactions as grants/awards (code A). Price per share and total dollar values are listed as N/A in the filing.
• Footnote references: F1 describes shares received in connection with the business combination under the merger agreement; F2 describes the earn-out shares and their vesting conditions.

Key details

• Transaction date: Oct 22, 2026. Filing date: Oct 26, 2026. The filing does not indicate timeliness beyond those dates.
• Transaction types and amounts: Grant/award (A) — 130,282 shares (common stock); Grant/award (A, derivative) — 97,713 earn-out shares. Prices reported: N/A.
• Shares owned after the transactions: not reported in the filing.
• Relevant footnotes from the filing:
  • F1: Shares received as consideration in connection with the business combination pursuant to the merger agreement.
  • F2: Earn-out shares vest in 1/3 increments if either (a) the VWAP of the common stock equals or exceeds $15.00, $20.00 and $25.00 per share, respectively, over any 30 trading day period, or (b) revenue for the preceding 12 months equals or exceeds $400,000,000, $600,000,000 and $800,000,000, respectively.

Why it may matter

• These were grants/awards, including contingent earn-out shares with vesting tied to stock-price or revenue milestones; they were not open-market purchases or sales.
• This filing does not show why the insider traded or why the company acted.