8-K 1 e-7989.txt CURRENT REPORT DATED 01/16/2002 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 16, 2002 FOURTHSTAGE TECHNOLOGIES, INC. Delaware 0-8164 74-2971167 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 3300 North Central Avenue Suite 200 Phoenix, Arizona 85012 602-766-0883 ITEM 3. BANKRUPTCY OR RECEIVERSHIP. On December 31st, 2001, Fourthstage Technologies, Inc., a Delaware corporation (the "company"), filed a voluntary petition under Chapter 11 of the Bankruptcy Code in federal bankruptcy court in Phoenix, Arizona. The case number for the company is 0117604-ECFEWH. The bankruptcy court assumed jurisdiction over the company on December 31st, 2001, and the existing officers and directors have been left in possession of the bankruptcy estate subject to the supervision and orders of the bankruptcy court. Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Fourthstage Technologies, Inc. By /s/ Kevin P. Craig ------------------------------------- Kevin P. Craig Chief Executive Officer/President

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

October 16, 2001 Date of Report (Date of earliest event reported)

Fourthstage Technologies, Inc.

(Exact name of registrant as specified in its charter)

Delaware	0-8164	74-2971167
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)
3030 North 3rd Street, 7th Floor		85012
Phoenix, Arizona		(Zip Code)
(Address of principal executive
offices)

(602) 776-0883 (Registrant’s telephone number, including area code)

Item 5. Other Items.

Pursuant to the Nasdaq net tangible assets and proposed shareholders’ equity maintenance criteria for continued listing on the Nasdaq National Market set forth in Marketplace Rule 4450 (a)(3), we have filed the attached Exhibit 99.1 which sets forth the Company’s August 31, 2001 unaudited condensed consolidated balance sheet. This balance sheet shows the Company’s compliance with the aforementioned Nasdaq net tangible assets and proposed shareholders’ equity maintenance criteria.

Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.

(a)	Not applicable.
(b)	Not applicable.
(c)	Exhibits.
	Exhibit 99.1	Fourthstage Technologies, Inc. and Subsidiaries condensed consolidated balance sheet as of August 31, 2001 (unaudited)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

		FOURTHSTAGE TECHNOLOGIES, INC.
Date: October 16, 2001		By : /s/ Kevin Craig
		Kevin Craig, President and Chief Executive
		Officer

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