13F-HR 1 l86310ae13f-hr.txt MCDONALD AND COMPANY SECURITIES, INC.--FORM 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/00 ------------ Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: McDonald & Company Securities, Inc. (Gradison) Address: 800 Superior Avenue Cleveland, Ohio 44114 Form 13F File Number: 28-5156 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on Behalf of Reporting Manager: Name: Russell Gordon Title: Compliance Officer Phone: 216 443-2300 Signature, Place, and Date of Signing: Russell Gordon Cleveland, Ohio 2/6/01 -------------- --------------- ------- [Signature] [City, State] [Date] Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ } 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-5156 McDonald & Company Securities, Inc. ----------------- ----------------------------------- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------ Form 13F Information Table Entry Total: 422 ------------------------ Form 13F Information Table Value Total: 2,788,281,418 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 3

~~---------------------------------------------------------------------------------------------------------------------------------~~Name ~~ITEM~~of 1Issuer ~~ITEM~~Title 2of ~~ITEM~~Class 3CUSIP ~~ITEM~~Fair 4Market ~~ITEM~~Shares 5of ~~ITEM~~Investment 6Voting ~~ITEM~~Number 7Value ~~ITEM~~Principal 8Discretion ~~NAME~~Authority OFAmount ~~ISSUER~~Sole ~~TITLE~~Sole ~~CUSIP~~Shared ~~FAIR~~None ~~SHARES~~UNITS OFMCDONALD ~~INVEST.~~SELECT ~~DISC.~~EQUITY ~~MANAGERS~~30265X716 ~~VOTING~~272,692 ~~AUTHORITY~~27,997 OFX ~~NUMBER~~27,997 ~~MARKET~~PROGRESS ~~PRINCIPAL~~ENERGY ~~CLASS~~INC ~~VALUE~~COMMON ~~AMOUNT~~743263AA3 ~~SOLE~~5,515 ~~SHARE~~12,256 ~~OTHER~~X ~~SOLE~~12,256 ~~SHARED~~CHARITABLE ~~NONE~~LARGE ~~(A)~~CAP ~~(B)~~EQUITY ~~(C)~~998155147 ~~(A)~~966,293 ~~(B)~~7,707 ~~(C)~~X ~~---------------------------------------------------------------------------------------------------------------------------------~~7,707 AGILENT TECHNOLOGIES COMMON 00846U101 79,~~085~~071,~~244~~741 ~~144~~165,~~780~~694 N X ~~KRM 49~~45,~~484~~990 95119,~~296~~704 ALCOA INC COMMON 013817101 ~~987~~1,~~005~~049,756 3831,~~992~~336 N X ~~KRM 14~~31,~~136~~336 ~~24,856~~ APPLE COMPUTER INC COMMON 037833100 1910,~~385~~691,~~836~~733 ~~752~~718,~~848~~772 N X ~~KRM 265~~271,~~527~~589 ~~487~~447,~~321~~183 ~~ANCHOR~~AMBAC ~~BANCORP~~FINANCIAL ~~WISCONSIN~~GROUP INC COMMON ~~032839102~~023139108 ~~259~~18,~~275~~219,022 16312,~~527~~435 N X ~~KRM 14,~~172,987 2139,~~355~~448 ~~AMBAC~~ABM ~~FINANCIAL~~INDUSTRIES ~~GROUP~~ INC COMMON ~~023139108~~000957100 153,~~409~~766,~~969~~110 ~~210~~122,~~375~~975 NX 99,500 23,475 ABBOTT LABORATORIES COMMON 002824100 13,741,604 283,695 X ~~KRM~~10,150 ~~114~~273,~~625~~545 95AMERICREDIT CORP COMMON 03060R101 4,~~750~~002,344 ~~ABM~~146,875 ~~INDUSTRIES~~X ~~INC~~120,700 26,175 AFFILIATED COMPUTER COMMON ~~000957100~~008190100 3,~~477~~730,~~345~~795 ~~127~~61,~~900~~475 N X ~~KRM 99~~45,~~500~~000 2816,~~400~~475 ~~ABBOTT~~ACTEL ~~LABORATORIES~~CORPORATION COMMON ~~002824100~~004934105 131,280,633 52,945 X 38,~~660~~900 ~~293~~14,~~204~~045 NALBERTO CULVER CO COMMON 013068101 11,488,869 268,350 X ~~KRM~~143,900 ~~118~~124,~~074~~450 ~~175~~ARCHER DANIELS MIDLAND COMMON 039483102 2,~~130~~163,641 ~~ABLE~~144,243 ~~TELECOM~~X ~~HOLDING~~43,072 ~~CORP~~101,171 ADVANCED MARKETING SERVICE COMMON ~~003712304~~00753T105 ~~109~~3,~~375~~081,031 35177,~~000~~326 NX 135,700 41,626 AUTOMATIC DATA PROCESSING COMMON 053015103 10,305,521 162,771 X ~~KRM~~25,600 35137,~~000~~171 AEGON NON VOTING COMMON 007924103 7,685,175 185,462 X 170,200 15,262

4 AMERICAN ELECTRIC POWER COMMON 025537101 644,630 13,863 X 1,600 12,263 AFLAC INC COMMON 001055102 496,509 6,878 X 6,878 AMERICAN GENERAL CORP COMMON 026351106 12,446,273 152,715 X 40,725 111,990 A G EDWARDS INC COMMON 281760108 16,412,125 345,970 X 154,745 191,225 AMERICAN HOME PRODUCTS COMMON 026609107 21,520,789 338,643 X 61,756 276,887 AMERICAN INTERNATIONAL COMMON 026874107 49,985,893 507,147 X 151,939 355,208 THE ALLSTATE CORPORATION COMMON 020002101 5,234,748 120,165 X 34,450 85,715 ALPHARMA INC COMMON 020813101 1,956,826 44,600 X 33,500 11,100 ALTERA CORP COMMON 021441100 410,483 15,600 X 15,600 APPLIED MATERIALS INC COMMON 038222105 13,450,768 352,225 X 141,250 210,975 AMGEN INC COMMON 031162100 612,845 9,585 X 2,300 7,285 AIM HIGH YIELD A EQUITY 00142C706 146,721 27,020 X 27,020 AMLI RESIDENTIAL PROPERT COMMON 001735109 1,962,696 79,500 X 56,700 22,800 ANDOVER BANCORP INC COMMON 034258103 2,527,749 73,400 X 54,500 18,900 ANAREN MICROWAVE INC COMMON 032744104 3,516,620 52,340 X 40,200 12,140 ABERCROMBIE & FITCH CO COMMON 002896207 294,320 14,716 X 10,000 4,716 AMERICA ONLINE INC COMMON 02364J104 1,729,038 49,685 X 1,675 48,010 APOGENT TECHNOLOGIES INC COMMON 03760A101 4,817,500 235,000 X 235,000

5 APACHE CORP COMMON 037411105 2,327,843 33,225 X 33,225 AIR PRODUCTS & CHEMICALS COMMON 009158106 5,432,377 132,497 X 7,475 125,022 APW LIMITED COMMON G04397108 2,774,250 82,200 X 65,400 16,800 ASSOCIATED BANC CORP COMMON 045487105 221,069 7,278 X 7,278 ON ASSIGNMENT INC COMMON 682159108 3,079,425 108,050 X 88,500 19,550 ALLTEL CORP COMMON 020039103 26,125,620 418,425 X 108,395 310,030 AVAYA INCORPORATED COMMON 053499109 194,562 18,866 X 1,033 17,833 AVON PRODUCTS INC COMMON 054303102 221,901 4,635 X 4,635 AVNET INC COMMON 053807103 7,218,088 335,725 X 137,250 198,475 AVERY DENNISON CORP COMMON 053611109 15,346,178 279,657 X 67,632 212,025 ANIXTER INTERNATIONAL IN COMMON 035290105 2,009,179 92,910 X 68,000 24,910 AMERICAN EXPRESS CO COMMON 025816109 3,949,987 71,899 X 7,175 64,724 BOEING CO COMMON 097023105 9,269,370 140,445 X 129,100 11,345 BANK OF AMERICA CORP NEW COMMON 060505104 8,631,060 188,143 X 95,872 92,271 BAXTER INTERNATIONAL COMMON 071813109 7,590,237 85,947 X 85,000 947 BRUNSWICK CORP COMMON 117043109 5,697,411 346,600 X 170,400 176,200 BLACK & DECKER CORP COMMON 091797100 18,032,667 459,431 X 242,467 216,964 BECTON DICKINSON & CO COMMON 075887109 24,395,356 704,559 X 204,242 500,317 BEDFORD PROPERTY INVESTORS COMMON 076446301 1,986,525 98,100 X 68,500 29,600

6 FRANKLIN RESOURCES INC COMMON 354613101 1,282,065 33,650 X 33,650 BIOGEN INC COMMON 090597105 1,801,890 30,000 X 30,000 BJ'S WHOLESALE INC COMMON 05548J106 4,466,850 116,400 X 62,600 53,800 BJ SERVICES CO COMMON 055482103 1,005,575 14,600 X 14,600 BANK OF NEW YORK COMPANY COMMON 064057102 23,173,717 419,905 X 221,150 198,755 BARNES & NOBLE INC COMMON 067774109 3,254,863 122,825 X 106,400 16,425 BELLSOUTH CORP COMMON 079860102 12,437,701 303,818 X 34,258 269,560 BIOMET INC COMMON 090613100 216,617 5,458 X 5,458 BRISTOL MYERS SQUIBB COMMON 110122108 31,448,966 425,342 X 56,440 368,902 BARNESANDNOBLE.COM INC COMMON 067846105 13,130 10,000 X 10,000 BURLINGTON NORTHERN COMMON 12189T104 384,887 13,594 X 13,594 BOWATER INC COMMON 102183100 789,250 14,000 X 14,000 BP AMOCO PLC COMMON 055622104 14,930,346 311,861 X 110,903 200,958 BROADCOM CORPORATION CLASS COMMON 111320107 235,200 2,800 X 2,500 300 BERKSHIRE HATHAWAY INC COMMON 084670207 3,222,626 1,369 X 1,369 BARR LABORTORIES INC COMMON 068306109 4,035,295 55,325 X 44,350 10,975 BROADWING INCORPORATED COMMON 111620100 2,922,482 128,106 X 21,994 106,112 THE BISYS GROUP INC COMMON 055472104 935,644 17,950 X 5,800 12,150

7 ANHEUSER BUSCH CO INC COMMON 035229103 755,300 16,600 X 2,000 14,600 BORG-WARNER AUTOMOTIVE INC COMMON 099724106 6,211,000 155,275 X 142,000 13,275 BROWN SHOE CO INC COMMON 115736100 130,000 10,000 X 10,000 CITIGROUP INC COMMON 172967101 90,087,617 1,764,244 X 705,318 1,058,927 COMPUTER ASSOCIATES COMMON 204912109 10,908,593 559,415 X 200,477 358,938 CONAGRA INC COMMON 205887102 7,537,270 289,895 X 141,275 148,620 CARDINAL HEALTH INC COMMON 14149Y108 439,147 4,408 X 4,408 CAMBREX CORP COMMON 132011107 2,790,794 61,675 X 45,000 16,675 CARNIVAL CORP CLASS A COMMON 143658102 1,241,764 40,300 X 40,300 COMDISCO INC COMMON 200336105 5,480,930 479,186 X 140,805 338,381 CABLE DESIGN TECHNOLOGIES COMMON 126924109 1,370,680 81,525 X 59,150 22,375 BRIGHTPOINT INC. COMMON 109473108 1,085,000 310,000 X 310,000 CHARTER ONE FINANCIAL INC COMMON 160903100 8,715,082 301,821 X 11,812 290,009 COASTAL CORP COMMON 190441105 53,903,871 610,373 X 275,897 334,476 CHECK POINT SOFTWARE COMMON M22465104 454,114 3,400 X 3,400 C AND D TECHNOLOGIES INC COMMON 124661109 3,541,416 82,000 X 57,800 24,200 O'CHARLEY'S INC COMMON 670823103 2,757,453 154,800 X 132,750 22,050 CHEVRON CORP COMMON 166751107 9,148,098 108,341 X 16,675 91,666 CHITTENDEN CORP COMMON 170228100 2,835,024 93,525 X 75,350 18,175

8 CIGNA CORP COMMON 125509109 19,225,572 145,318 X 98,125 47,193 CINERGY CORP COMMON 172474108 1,268,223 36,106 X 1,664 34,442 CINCINNATI FINANCIAL CORP COMMON 172062101 15,512,534 392,097 X 51,638 340,459 COLGATE PALMOLIVE CO COMMON 194162103 3,292,760 51,011 X 2,675 48,336 CLOROX CO COMMON 189054109 7,323,437 206,294 X 46,050 160,244 COMERICA INC COMMON 200340107 616,016 10,375 X 6,375 4,000 CHASE MANHATTAN CORP NEW COMMON 16161A108 2,967,078 65,300 X 2,708 62,592 COMCAST CORP CL A SPECIAL COMMON 200300200 1,474,861 35,326 X 2,500 32,826 CONSECO INC COMMON 208464107 1,704,655 129,258 X 128,558 700 COOPER COMPANIES INC NEW COMMON 216648402 3,872,182 97,108 X 72,500 24,608 COMPAQ COMPUTER CORP COMMON 204493100 1,681,100 111,701 X 5,300 106,401 COMPUTER SCIENCES CORP COMMON 205363104 34,971,647 581,649 X 252,630 329,019 CISCO SYSTEMS COMMON 17275R102 11,303,564 295,518 X 11,500 284,018 CINTAS CORP COMMON 172908105 11,942,567 224,535 X 11,225 213,310 COOPER TIRE & RUBBER COMMON 216831107 487,688 45,900 X 40,000 5,900 CTS CORP COMMON 126501105 2,314,724 63,525 X 49,500 14,025 CENTEX CORP COMMON 152312104 9,550,393 254,250 X 99,575 154,675 COUSINS PROPERTIES INC COMMON 222795106 2,289,352 81,944 X 60,100 21,844

9 CONVERGYS CORPORATION COMMON 212485106 5,786,017 127,690 X 9,600 118,090 CURTISS WRIGHT CORP COMMON 231561101 1,304,326 28,050 X 22,425 5,625 DOMINION RESOURCES INC/V COMMON 25746U109 252,456 3,768 X 242 3,526 DIEBOLD INC COMMON 253651103 7,448,066 223,163 X 41,500 181,663 E I DUPONT DE NEMOURS & COMMON 263534109 8,807,460 182,300 X 29,075 153,225 DILLARD'S INC CLASS A COMMON 254067101 1,299,430 110,000 X 110,000 DEERE & CO COMMON 244199105 758,663 16,560 X 1,000 15,560 DELL COMPUTER CORPORATION COMMON 247025109 311,617 17,870 X 17,870 DELPHI FINANCIAL GROUP COMMON 247131105 1,636,250 42,500 X 33,400 9,100 D R HORTON INC COMMON 23331A109 3,390,724 138,748 X 100,280 38,468 WALT DISNEY COMPANY COMMON 254687106 5,047,627 174,429 X 7,925 166,504 DONALDSON LUFKIN & JENRETT COMMON 257661108 5,398,140 60,000 X 60,000 DIME BANCORP INC NEW COMMON 25429Q102 7,095,120 240,000 X 240,000 DORAL FINANCIAL CORP COMMON 25811P100 241,880 10,000 X 10,000 DOVER CORP COMMON 260003108 1,156,046 28,500 X 28,500 DOW CHEMICAL CO COMMON 260543103 1,036,158 28,291 X 28,291 DPL INC COMMON 233293109 998,328 30,081 X 30,081 DQE INC COMMON 23329J104 447,856 13,675 X 13,675 DUKE-WEEKS REALTY CORP COMMON 264411505 8,063,284 327,443 X 180,050 147,393

10 DALLAS SEMICONDUCTOR CORP COMMON 235204104 9,481,327 370,003 X 130,725 239,278 DOWNEY FINANCIAL CORP COMMON 261018105 2,887,500 52,500 X 34,600 17,900 DTE ENERGY COMPANY COMMON 233331107 351,571 9,029 X 5,359 3,670 DUKE ENERGY CORP COMMON 264399106 20,015,368 234,784 X 122,300 112,484 DVI INC COMMON 233343102 1,903,378 111,550 X 94,500 17,050 DYCOM INDS INC COMMON 267475101 1,896,556 52,773 X 43,500 9,273 BRINKER INTERNATIONAL INC COMMON 109641100 9,506,250 225,000 X 225,000 ENGELHARD CORP COMMON 292845104 5,195,625 255,000 X 255,000 EMC CORP MASSACHUSETTS COMMON 268648102 5,929,805 89,170 X 5,550 83,620 EMULEX CORP NEW COMMON 292475209 267,792 3,350 X 3,350 EMERSON ELECTRIC CO COMMON 291011104 17,396,394 220,730 X 78,418 142,312 ENRON CORP COMMON 293561106 40,230,132 483,972 X 210,964 273,008 EL PASO ENERGY GROUP COMMON 283905107 14,451,991 201,773 X 200,000 1,773 EQUITY RESIDENTIAL COMMON 29476L107 719,069 13,000 X 13,000 LM ERICSSON TELEPHONE CO COMMON 294821400 188,853 16,880 X 2,000 14,880 ENSCO INTERNATIONAL INC COMMON 26874Q100 430,897 12,650 X 12,650 EDWARDS LIFESCIENCES CORP COMMON 2.818E+112 302,638 17,050 X 17,000 50 EXELON CORPORATION COMMON 30161N101 11,274,883 160,588 X 160,000 588

11 FORD MOTOR CO COMMON 345370860 845,104 36,057 X 1,500 34,557 FLEET BOSTON FINANCIAL CORP COMMON 339030108 12,238,364 325,809 X 129,696 196,113 FURNITURE BRANDS INT INC COMMON 360921100 623,991 29,625 X 9,000 20,625 FIRST DATA CORP COMMON 319963104 5,574,390 105,800 X 105,800 FAMILY DOLLAR STORES COMMON 307000109 214,380 10,000 X 10,000 FEDEX CORPORATION COMMON 31428X106 7,361,910 184,232 X 83,494 100,738 FIRST ENERGY CORP COMMON 337932107 230,410 7,300 X 3,616 3,684 FIRSTFED FINANCIAL CORP COMMON 337907109 2,017,947 62,450 X 49,000 13,450 FIRST FIDELITY ACCEPTANCE COMMON 320191109 570 190,000 X 190,000 FIRST FINANCIAL BANCORP COMMON 320209109 580,958 34,174 X 2,874 31,300 FIRST NATIONAL NEBRASKA COMMON 335720108 210,000 100 X 100 FIRST INDIANA CORP COMMON 32054R108 343,030 14,597 X 9,597 5,000 FISERV INC COMMON 337738108 25,354,425 534,475 X 318,125 216,350 FIFTH THIRD BANCORP COMMON 316773100 21,646,230 362,280 X 30,331 331,949 FLOWERS INDUSTRY INC COMMON 343496105 695,363 44,150 X 1,400 42,750 FEDERAL NATIONAL COMMON 313586109 43,924,908 506,339 X 134,888 371,451 FORTUNE BRANDS INC COMMON 349631101 13,422,660 447,422 X 251,308 196,114 SPRINT CORP COMMON 852061100 320,783 15,792 X 1,600 14,192 FOSSIL INC COMMON 349882100 224,502 15,500 X 15,500

12 F P L GROUP COMMON 302571104 366,643 5,110 X 5,110 FEDERAL HOME LOAN MORTGAGE COMMON 313400301 1,025,549 14,890 X 8,800 6,090 FOREST LABS INC CLASS A COMMON 345838106 1,302,175 9,800 X 9,800 FIRSTAR CORP WISCONSIN COMMON 33763V109 38,764,563 1,667,293 X 286,471 1,380,822 FIRST UNION CORPORATION COMMON 337358105 322,742 11,604 X 11,604 FORWARD AIR CORPORATION COMMON 349853101 3,163,210 84,775 X 70,700 14,075 GILLETTE CO COMMON 375766102 933,759 25,848 X 1,050 24,798 GREATER BAY BANCORP COMMON 391648102 1,975,175 48,175 X 30,100 18,075 G B C BANCORP CALIFORNIA COMMON 361475106 1,519,651 39,600 X 24,300 15,300 GANNETT COMPANY INC COMMON 364730101 6,026,112 95,557 X 3,250 92,307 GUIDANT CORPORATION COMMON 401698105 231,933 4,300 X 4,300 GENERAL ELECTRIC CO COMMON 369604103 76,769,352 1,601,430 X 244,008 1,357,422 GILDAN ACTIVEWEAR INC COMMON 375916103 3,488,972 89,175 X 73,500 15,675 GENERAL MILLS INC COMMON 370334104 1,749,187 39,252 X 39,252 CORNING INC COMMON 219350105 605,712 11,469 X 5,000 6,469 GENLYTE GROUP INC COMMON 372302109 1,839,129 77,437 X 61,812 15,625 GENERAL MOTORS CORP COMMON 370442832 263,350 11,450 X 9,500 1,950 GEORGIA PACIFIC CORP COMMON 373298108 308,729 9,919 X 9,919

13 GENUINE PARTS CO COMMON 372460105 892,487 34,080 X 30,000 4,080 GAP INC COMMON 364760108 694,850 27,249 X 26,687 562 GROUP 1 SOFTWARE COMMON 39943Y103 989,854 87,987 X 67,910 20,077 UNITED BANK SWITZERLAND COMMON H8919P109 411,529 3,014 X 3,014 HALLIBURTON CO COMMON 406216101 645,359 17,803 X 17,803 HUNTINGTON BANCSHARES INC COMMON 446150104 1,669,193 103,113 X 52,272 50,841 HOME DEPOT INC COMMON 437076102 4,113,794 90,041 X 11,187 78,854 HELLER FINANCIAL INC COMMON 423328103 445,007 14,501 X 14,501 HOUSEHOLD INTERNATIONAL COMMON 441815107 18,548,475 337,245 X 300,000 37,245 HARTFORD FINANCIAL SERVICE COMMON 416515104 5,932,500 84,000 X 84,000 HARMONIC LIGHTWAVES INC COMMON 413160102 540,360 95,000 X 95,000 WEBMD CORP COMMON 94769M105 558,930 70,412 X 70,412 HEINZ H J CO COMMON 423074103 3,685,886 77,699 X 20,750 56,949 HONEYWELL INTERNATIONAL COMMON 438516106 19,855,469 419,662 X 150,617 269,045 HELMERICH & PAYNE IN COMMON 423452101 7,952,300 181,249 X 22,400 158,849 HERSHEY FOODS CORP COMMON 427866108 856,574 13,306 X 6 13,300 HUDSON UNITED BANCORP COMMON 444165104 646,356 30,870 X 30,410 460 HARVEY HUBBELL INC COMMON 443510201 2,034,670 76,780 X 20,900 55,880 HEWLETT PACKARD INC COMMON 428236103 30,464,640 965,201 X 270,653 694,548

14 INTERNATIONAL BUSINESS COMMON 459200101 7,519,100 88,460 X 4,105 84,355 INTERNATIONAL FLAVORS & COMMON 459506101 458,058 22,550 X 20,000 2,550 INTEL CORP COMMON 458140100 18,512,074 615,776 X 127,000 488,776 INGERSOLL RAND CO COMMON 456866102 20,506,314 489,703 X 265,260 224,443 ITLA CAPITAL CORPORATION COMMON 450565106 3,120,244 163,150 X 136,500 26,650 ILLINOIS TOOL WKS IN COMMON 452308109 9,322,443 156,514 X 150,318 6,196 JOHNSON CONTROLS COMMON 478366107 33,887,672 651,686 X 287,688 363,998 J C PENNEY COMPANY COMMON 708160106 516,563 47,500 X 47,500 JDS UNIPHASE CORP COMMON 46612J101 200,103 4,800 X 4,700 100 JOHNSON & JOHNSON COMMON 478160104 35,966,953 342,337 X 78,400 263,937 JONES APPAREL GROUP INC COMMON 480074103 6,469,788 201,000 X 141,000 60,000 JEFFERSON PILOT CORP COMMON 475070108 6,590,633 88,169 X 51,402 36,767 J P MORGAN & CO INC COMMON 616880100 11,767,547 71,103 X 17,275 53,828 KELLOGG COMPANY COMMON 487836108 922,110 35,128 X 30,000 5,128 KEYCORP NEW COMMON 493267108 644,840 23,030 X 23,030 KIMCO REALTY CORP COMMON 49446R109 883,760 20,000 X 20,000 KIMBERLY CLARK CORP COMMON 494368103 18,605,467 263,198 X 94,875 168,323 KERR MCGEE CORP COMMON 492386107 17,948,220 268,132 X 72,150 195,982

15 COCA COLA CO COMMON 191216100 5,781,310 94,872 X 4,675 90,197 KROGER CO COMMON 501044101 1,950,755 72,082 X 6,426 65,656 MBNA CORPORATION COMMON 55262L100 222,847 6,033 X 6,033 LANCASTER COLONY CORP COMMON 513847103 742,603 26,462 X 25,900 562 LINCOLN ELECTRIC HOLDING COMMON 533900106 196,250 10,000 X 10,000 LINCOLN ELEC CO COMMON 533543104 221,250 10,000 X 10,000 LIFEPOINT INC COMMON 53215R100 2,223,469 501,007 X 501,007 LILLY ELI & CO COMMON 532457108 7,214,802 77,526 X 10,925 66,601 AT&T CORP LIBERTY MEDIA COMMON 1957208 592,704 43,700 X 25,500 18,200 LINCOLN NATIONAL CORP COMMON 534187109 487,324 10,300 X 700 9,600 LOWES CO COMMON 548661107 18,403,332 413,558 X 219,825 193,733 LAM RESEARCH CORP COMMON 512807108 13,628,188 939,875 X 450,125 489,750 LSI LOGIC CORP COMMON 502161102 235,842 13,800 X 13,500 300 LIMITED INC COMMON 532716107 2,416,189 141,604 X 141,604 LUCENT TECHNOLOGIES INC COMMON 549463107 3,230,422 239,291 X 11,700 227,591 SOUTHWEST AIRLINES CO COMMON 844741108 38,387,323 1,144,865 X 518,976 625,889 LSI INDUSTRIES INC COMMON 50216C108 1,883,913 92,177 X 72,021 20,156 MESABA HOLDINGS INC COMMON 59066B102 1,353,035 107,700 X 87,300 20,400 MARRIOTT INTERNATIONAL I COMMON 571903202 929,923 22,010 X 22,010

16 ST MARY LAND EXPLORATION COMMON 792228108 2,590,086 77,750 X 60,000 17,750 MAY DEPARTMENT STORES COMMON 577778103 2,573,069 78,567 X 72,500 6,067 MBIA INC COMMON 55262C100 5,057,178 68,225 X 52,425 15,800 MCDONALDS CORP COMMON 580135101 7,488,330 220,245 X 24,600 195,645 MCN ENERGY GROUP INC COMMON 55267J100 678,467 24,504 X 24,504 MEREDITH CORP COMMON 589433101 672,729 20,900 X 20,900 MEDTRONIC INC COMMON 585055106 13,066,539 216,423 X 52,600 163,823 MELLON FINANCIAL CORP COMMON 58551A108 11,667,590 237,204 X 54,725 182,479 MERRILL LYNCH & CO INC COMMON 590188108 469,679 6,888 X 6,888 MICHAEL FOODS INC NEW COMMON 594079105 3,120,951 103,600 X 81,500 22,100 MUELLER INDUSTRIES INC COMMON 624756102 2,568,015 95,775 X 81,000 14,775 MARSH & MCLENNAN CO INC COMMON 571748102 868,725 7,425 X 7,425 MINNESOTA MINING & COMMON 604059105 14,987,067 124,374 X 13,050 111,324 MAXIMUS INC COMMON 577933104 2,673,631 76,525 X 61,200 15,325 PHILIP MORRIS COMPANIES COMMON 718154107 2,465,364 56,031 X 3,500 52,531 MOLEX INC CLASS A COMMON 608554200 254,863 10,019 X 9,144 875 MOTOROLA INC COMMON 620076109 7,539,561 372,324 X 91,025 281,299 MERCANTILE BANCSHARES CO COMMON 587405101 3,525,825 81,639 X 62,400 19,239

17 MERCK & COMPANY INC COMMON 589331107 44,727,472 477,730 X 51,042 426,688 USX MARATHON GROUP INC COMMON 902905827 524,864 18,914 X 18,914 MEDICIS PHARMACEUTICAL COMMON 584690309 2,891,509 48,905 X 39,900 9,005 MICROSOFT CORP COMMON 594918104 8,707,315 200,745 X 4,675 196,070 M & T BANK CORPORATION COMMON 55261F104 1,778,200 26,150 X 25,000 1,150 MGIC INVESTMENT CORP COMMON 552848103 15,344,910 227,541 X 84,400 143,141 MASTEC INC COMMON 576323109 1,772,500 88,625 X 44,000 44,625 MURPHY OIL CORP COMMON 626717102 785,694 13,000 X 13,000 MENS WEARHOUSE INC COMMON 587118100 1,802,588 66,150 X 53,000 13,150 MORGAN STANLEY DEAN COMMON 617446448 42,747,292 539,398 X 288,040 251,358 MYLAN LABS INC COMMON 628530107 569,249 22,600 X 22,600 MILACRON EXEC CALL OPTION CALL O 995262136 N/A 1,700,000 X 1,700,000 NOBLE AFFILIATES INC COMMON 654894104 2,007,900 43,650 X 31,700 11,950 NATIONAL CITY CORP COMMON 635405103 2,827,908 98,362 X 31,501 66,861 NCO GROUP INC COMMON 628858102 1,214,241 39,975 X 27,300 12,675 NCI BUILDING SYSTEMS COMMON 628852105 1,734,672 92,206 X 72,300 19,906 ENERGY EAST CORP COMMON 29266M109 3,740,720 190,000 X 190,000 NETWORKS ASSOCIATES INC COMMON 640938106 52,350 12,500 X 12,500 NORTH FORK BANCORPORATION COMMON 659424105 498,629 20,300 X 20,300

18 NISOURCE INC COMMON 65473P105 1,308,352 42,548 X 31,834 10,714 NORTHROP CORP COMMON 666807102 14,853,514 178,958 X 87,600 91,358 NORFOLK SOUTHERN CO COMMON 655844108 352,795 26,500 X 26,500 NORTEL NETWORK COMMON 656568102 214,823 6,700 X 6,200 500 NVR INC NEW COMMON 62944T105 837,390 6,775 X 6,775 NEWELL RUBBERMAID INC COMMON 651229106 3,245,470 142,658 X 26,550 116,108 NEW YORK TIMES CO COMMON 650111107 9,023,911 225,243 X 102,443 122,800 QUAKER OATS CO COMMON 747402105 404,106 4,150 X 4,150 OFFICE DEPOT INC COMMON 676220106 2,089,763 293,300 X 293,300 OM GROUP INC COMMON 670872100 2,092,138 38,300 X 29,400 8,900 BANC ONE CORP COMMON 06423A103 4,801,709 131,105 X 30,851 100,254 ORACLE SYSTEMS CORP COMMON 68389X105 6,105,555 210,080 X 11,625 198,455 OXFORD HEALTH PLANS COMMON 691471106 381,175 9,650 X 9,650 OCCIDENTAL PETROLEUM COR COMMON 674599105 3,640,046 150,105 X 150,000 105 PHILLIPS PETROLEUM CO COMMON 718507106 1,326,211 23,318 X 3,550 19,768 PALM INC COMMON 696642107 19,503,212 688,843 X 312,196 376,647 PITNEY BOWES INC COMMON 724479100 16,040,981 484,256 X 165,236 319,020 PACIFIC CENTURY CYBERWORKS COMMON Y6801N134 180,000 300,000 X 300,000

19 ONE GROUP DIVERSIFIED EQUITY 68231N701 289,023 15,572 X 15,572 PEPSICO INC COMMON 713448108 11,494,949 231,926 X 25,227 206,699 PFIZER INC COMMON 717081103 27,611,822 600,257 X 41,756 558,501 PFF BANCORP INC COMMON 69331W104 1,771,661 84,870 X 67,000 17,870 PROVIDENT FINANCIAL GROUP COMMON 743866105 6,956,588 185,509 X 137,500 48,009 PROCTER & GAMBLE CO COMMON 742718109 80,751,293 1,029,492 X 1,029,492 PROCTER & GAMBLE CO COMMON 742718109 4,141,526 52,800 X 52,800 PROGRESS ENERGY INC COMMON 743263105 816,963 16,609 X 16,609 PROGRESSIVE CORP OHIO COMMON 743315103 3,347,001 32,299 X 1,000 31,299 PARKER HANNIFIN CORP COMMON 701094104 7,725,670 175,086 X 26,350 148,736 PHARMACIA CORP COMMON 71713U102 1,131,916 18,556 X 1,000 17,556 PULTE CORPORATION COMMON 745867101 9,703,240 230,000 X 200,000 30,000 PALL CORP COMMON 696429307 2,786,675 130,750 X 26,900 103,850 PMI GROUP INC COMMON 69344M101 6,768,800 100,000 X 100,000 PNC BANK CORP COMMON 693475105 2,642,981 36,174 X 36,174 PPG INDUSTRIES INC COMMON 693506107 223,877 4,834 X 4,834 PPL CORP COMMON 69351T106 7,735,373 171,182 X 17,200 153,982 PROVIDIAN FINANCIAL CORP COMMON 74406A102 34,992,430 608,564 X 452,324 156,240 QUANTA SERVICES COMMON 7.476E+106 241,378 7,499 X 7,499

20 QWEST COMMUNICATIONS COMMON 749121109 705,584 17,262 X 1,695 15,567 QUALCOMM INC COMMON 747525103 5,020,043 61,080 X 60,000 1,080 NASDAQ - 100 SHARES COMMON 631100104 4,293,481 73,550 X 4,825 68,725 QUIXOTE CORP COMMON 749056107 486,113 26,100 X 17,800 8,300 RALSTON PURINA GROUP COMMON 751277302 223,369 8,550 X 8,550 ROYAL CARIBBEAN COMMON V7780T103 1,245,134 47,075 X 47,075 ROYAL DUTCH PETROLEUM CO COMMON 780257804 5,549,509 91,632 X 3,305 88,327 THE READERS DIGEST ASSOC COMMON 755267101 391,250 10,000 X 10,000 THE REYNOLDS & REYNOLDS COMMON 761695105 1,330,981 65,727 X 60,000 5,727 REHABCARE CORP COMMON 759148109 1,790,419 34,850 X 26,200 8,650 TRANSOCEAN SEDCO FOREX COMMON G90078109 381,294 8,289 X 8,289 COORS ADOLPH CO COMMON 217016104 21,951,551 273,325 X 249,300 24,025 ROHM & HAAS CO COMMON 775371107 634,642 17,477 X 17,477 RPM INC OHIO COMMON 749685103 276,611 32,303 X 2,875 29,428 RELIANCE STEEL & ALUMINU COMMON 759509102 2,674,881 108,076 X 81,800 26,276 ROSLIN BANCORP COMMON 778162107 3,712,520 135,925 X 108,500 27,425 REUTERS GROUP PLC ADR COMMON 76132M102 227,732 2,312 X 2,312 SEARS ROEBUCK AND CO COMMON 812387108 236,161 6,796 X 6,796

21 SBC COMMUNICATIONS INC COMMON 78387G103 33,156,617 694,379 X 230,497 463,882 SMITHKLINE BEECHAM AMERICA COMMON 832378301 224,374 3,608 X 3,608 SCANA CORP COMMON 80589M102 820,817 27,765 X 27,765 THE CHARLES SCHWAB CORP COMMON 808513105 429,938 15,152 X 15,152 SUNGARD DATA SYSTEMS INC COMMON 867363103 622,050 13,200 X 13,200 GENERAL SEMICONDUCTOR IN COMMON 370787103 978,281 156,525 X 123,000 33,525 SILICON GAMING INC COMMON 827054107 5,600 88,888 X 88,888 SCHERING PLOUGH CORP COMMON 806605101 10,545,455 185,823 X 15,600 170,223 A SCHULMAN INC COMMON 808194104 230,000 20,000 X 20,000 SHERWIN WILLIAMS CO COMMON 824348106 16,543,852 628,733 X 271,995 356,738 SHAW INDUSTRIES COMMON 820286102 285,604 15,081 X 15,081 SAKS INC COMMON 79377W108 354,000 35,400 X 35,400 SCHLUMBERGER LIMITED COMMON 806857108 2,040,177 25,522 X 300 25,222 SARA LEE CORP COMMON 803111103 10,167,068 413,918 X 211,557 202,361 SOUTHERN CO COMMON 842587107 5,254,032 158,016 X 32,600 125,416 SOUTHTRUST CORP COMMON 844730101 712,040 17,500 X 17,500 ST PAUL COMPANIES INC COMMON 792860108 1,668,061 30,712 X 30,000 712 SIMON PROPERTY GROUP INC COMMON 828806109 4,640,400 193,350 X 193,350 SIERRA POWER RESOURCES COMMON 826428104 642,520 40,000 X 40,000

22 EW SCRIPPS CO NEW CLASS COMMON 811054204 1,048,441 16,675 X 16,675 STERIS CORP COMMON 859152100 462,788 28,700 X 28,700 SUNTRUST BANKS INC COMMON 867914103 13,062,483 207,341 X 91,488 115,853 QUESTAR CORP COMMON 748356102 441,926 14,700 X 14,700 DMC STRATEX NETWORKS INC COMMON 23322L106 1,616,250 107,750 X 87,800 19,950 SUNOCO INC COMMON 86764P109 263,609 7,825 X 7,000 825 SUN MICROSYSTEMS INC COMMON 866810104 50,500,915 1,811,692 X 800,404 1,011,288 SUPER VALUE STORES (NEW) COMMON 868536103 2,775,000 200,000 X 200,000 SOUTHWEST SECURITIES GROUP COMMON 845224104 1,554,570 60,080 X 40,650 19,430 SYBRON DENTAL SPECIALTIES COMMON 871142105 1,321,869 78,333 X 78,333 SYSCO CORP COMMON 871829107 240,000 8,000 X 8,000 A T & T CORP COMMON 1957109 3,439,569 199,395 X 5,091 194,304 THE TIMBERLAND CO COMMON 887100105 5,553,968 83,050 X 63,925 19,125 TELEPHONE & DATA SYS COMMON 879433100 3,654,000 40,600 X 40,000 600 NATIONAL GOLF PROPERTIES COMMON 63623G109 2,167,854 105,425 X 81,100 24,325 TELEFONICA S A ADR COMMON 879382208 636,200 12,724 X 5,090 7,634 TRIGON HEALTH COMMON 89618L100 933,756 12,000 X 12,000 TRIUMPH GROUP INC COMMON 896818101 3,012,475 73,475 X 58,400 15,075

23 TRIAD GUARANTY INC COMMON 895925105 2,409,844 72,750 X 55,600 17,150 GEORGIA-PACIFIC TIMBER G COMMON 373298702 222,679 7,438 X 7,438 TARGET CORP COMMON 8.761E+110 20,220,492 626,992 X 347,375 279,617 TENET HEALTHCARE CORP COMMON 88033G100 9,554,170 215,000 X 215,000 HOUSTON EXPLORATION CO COMMON 442120101 2,418,078 63,425 X 46,050 17,375 THOMAS INDUSTRIES INC COMMON 884425109 2,163,994 93,075 X 67,700 25,375 TELLABS INC COMMON 879664100 5,094,888 90,175 X 2,450 87,725 TECHNITROL INC COMMON 878555101 4,654,322 113,175 X 46,200 66,975 TOMMY HILFIGER CORP COMMON G8915Z102 2,632,543 268,271 X 98,850 169,421 TOO INC COMMON 890333107 131,050 10,484 X 10,484 TOSCO CORP COMMON 891490302 4,158,423 122,530 X 9,600 112,930 TOOTSIE ROLL INDUSTRIES COMMON 890516107 541,701 11,760 X 11,760 TRIBUNE CO NEW COMMON 896047107 517,478 12,248 X 5,300 6,948 TRINITY INDUSTRIES INC COMMON 896522109 1,737,500 69,500 X 69,500 TRW INC COMMON 872649108 1,691,931 43,663 X 20,400 23,263 TIME WARNER INC COMMON 887315109 435,316 8,333 X 600 7,733 TEXACO INC COMMON 881694103 2,712,750 43,666 X 3,352 40,314 TEXAS INSTRUMENTS INC COMMON 882508104 1,856,343 39,184 X 6,700 32,484 TEXTRON INC COMMON 883203101 20,513,708 441,155 X 224,618 216,537

24 TYCO INTERNATIONAL LTD N COMMON 902124106 33,978,655 612,228 X 191,173 421,055 UBS AG COMMON H8920G155 10,112,336 61,887 X 61,887 UTILICORP UNITED INC COMMON 918005109 995,100 32,100 X 32,100 ULTRAMAR DIAMOND SHAMROC COMMON 904000106 4,873,032 157,831 X 150,000 7,831 UNIVERSAL HEALTH SERVICE COMMON 913903100 5,160,056 46,175 X 38,300 7,875 UNITED HEALTHCARE INC COMMON 91324P102 3,708,953 60,431 X 5,700 54,731 UNION PACIFIC CORP COMMON 907818108 345,100 6,800 X 500 6,300 URS CORPORATION COMMON 903236107 174,053 11,850 X 11,850 USA NETWORKS INCORPORATE COMMON 902984103 7,674,472 394,818 X 394,018 800 US BANCORP COMMON 902973106 365,405 12,519 X 12,519 U S FREIGHTWAYS CORP COMMON 916906100 1,536,986 51,100 X 38,000 13,100 UNITED STATIONERS INC COMMON 913004107 1,520,485 61,125 X 46,100 15,025 UNITED TECHNOLOGIES CORP COMMON 913017109 304,279 3,870 X 3,870 VIACOM INC CLASS A COMMO COMMON 925524100 251,168 5,344 X 4,704 640 VIACOM INC CLASS B COMMO COMMON 925524308 588,303 12,584 X 1,362 11,222 VODAFONE GROUP PLC ADR COMMON 92857W100 590,556 16,490 X 1,000 15,490 VINTAGE PETROLEUM INC COMMON 927460105 1,855,450 86,300 X 56,400 29,900 VISHAY INTERTECHNOLOGY I COMMON 928298108 307,219 20,312 X 20,312

25 VECTREN CORP COMMON 92240G101 209,177 8,163 X 8,163 VERIZON COMMUNICATIONS COMMON 92343V104 11,466,044 228,749 X 15,526 213,223 WALGREEN CO COMMON 931422109 29,839,430 713,640 X 290,680 422,960 WACHOVIA CORPORATION COMMON 929771103 660,881 11,370 X 11,370 WORLDCOM INC COMMON 98157D106 8,320,474 591,657 X 171,875 419,782 MCI WORLDCOM INC COMMON 55268B106 1,241,625 33,000 X 33,000 WENDYS INTERNATIONAL INC COMMON 950590109 10,433,063 397,450 X 331,600 65,850 WELLS FARGO & CO COMMON 949746101 38,270,464 687,230 X 267,175 420,055 WELLPOINT HEALTH NETWORK COMMON 94973H108 12,714,957 110,325 X 71,950 38,375 THE WILLIAMS COMPANIES COMMON 969457100 730,866 18,300 X 750 17,550 WAL MART STORES INC COMMON 931142103 5,994,041 112,829 X 3,650 109,179 WORTHINGTON INDUSTRIES COMMON 981811102 734,233 91,062 X 60,000 31,062 WM WRIGLEY JR CO COMMON 982526105 369,551 3,857 X 3,857 XL CAPITAL LIMITED COMMON G98255105 4,653,069 53,254 X 16,450 36,804 EXXON MOBIL CP COMMON 30231G102 46,911,397 539,596 X 90,906 448,690 CROSS TIMBERS OIL COMPANY COMMON 227573102 2,892,827 104,246 X 70,200 34,046 ZEBRA TECHNOLOGIES COMMON 989207105 1,944,997 47,675 X 38,600 9,075 2,788,281,418

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