3//SEC Filing
CAPCO ENERGY INC 3
Accession 0000950155-05-000106
CIK 0000354767operating
Filed
May 18, 8:00 PM ET
Accepted
May 19, 5:18 PM ET
Size
26.2 KB
Accession
0000950155-05-000106
Insider Transaction Report
Form 3
CAPCO ENERGY INCCGYN.OB
Dolphin Management Inc.
10% Owner
Holdings
Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying)- (indirect: footnote)
Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying) $660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying)- (indirect: footnote)
$720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying) $720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying)- (indirect: footnote)
$660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying)
DOLPHIN OFFSHORE PARTNERS LP
10% Owner
Holdings
- (indirect: footnote)
Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying) $660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying)- (indirect: footnote)
$720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying) Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying)$720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying)- (indirect: footnote)
$660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying)
SALAS PETER E
10% Owner
Holdings
- (indirect: footnote)
$660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying) - (indirect: footnote)
Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying) $660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying)$720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying)Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying)- (indirect: footnote)
$720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying)
Hoactzin Partners, L.P.
10% Owner
Holdings
- (indirect: footnote)
Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying) $660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying)- (indirect: footnote)
$660,000 9% Convertible Notes
Exercise: $0.16From: 2004-09-15Exp: 2007-09-15→ Common Stock, $0.001 par value (4,125,000 underlying) $720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying)- (indirect: footnote)
$720,000 12% Convertible Notes
Exercise: $0.20From: 2004-06-30Exp: 2007-06-30→ Common Stock, $0.001 par value (3,600,000 underlying) Warrants to Purchase Common Stock, $0.001 par value
Exercise: $0.18From: 2004-12-03Exp: 2009-12-03→ Common Stock, $0.001 par value (833,333 underlying)
Footnotes (6)
- [F1]These Warrants are owned directly by Hoactzin Partners, L.P. ("Hoactzin").
- [F2]These Warrants are owned indirectly by Dolphin Advisors, LLC ("Dolphin Advisors"), Dolphin Management Inc. ("Dolphin Management") and Peter E. Salas ("Mr. Salas"). Mr. Salas is the sole shareholder and president of Dolphin Management, which is the sole managing member of Dolphin Advisors, which is the sole managing general partner of Hoactzin. Each of Mr. Salas, Dolphin Management and Dolphin Advisors disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Warrants in which such reporting person has no actual pecuniary interest therein.
- [F3]These Convertible Notes are owned directly by Dolphin Offshore Partners, L.P. ("Dolphin Offshore").
- [F4]These Convertible Notes are owned indirectly by Dolphin Management and Mr. Salas. Mr. Salas is the sole shareholder and president of Dolphin Management, which is the sole managing general partner of Dolphin Offshore. Each of Mr. Salas and Dolphin Management disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Convertible Notes in which such reporting person has no actual pecuniary interest therein.
- [F5]These Convertible Notes are owned directly by Dolphin Offshore.
- [F6]These Convertible Notes are owned indirectly by Dolphin Management and Mr. Salas. Mr. Salas is the sole shareholder and president of Dolphin Management, which is the sole managing general partner of Dolphin Offshore. Each of Mr. Salas and Dolphin Management disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Convertible Notes in which such reporting person has no actual pecuniary interest therein.
Issuer
CAPCO ENERGY INC
CIK 0000354767
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0000354767
Filing Metadata
- Form type
- 3
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 5:18 PM ET
- Size
- 26.2 KB