4//SEC Filing
Fraher Kathleen 4
Accession 0000950157-23-001157
CIK 0001312109other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:30 PM ET
Size
17.9 KB
Accession
0000950157-23-001157
Insider Transaction Report
Form 4
Fraher Kathleen
EVP & COO
Transactions
- Tax Payment
Class A Common Stock
2023-11-19$0.30/sh−491$148→ 12,080 total - Exercise/Conversion
Class A Common Stock
2023-11-19+1,203→ 12,571 total - Exercise/Conversion
Restricted Stock Units
2023-11-19−1,203→ 0 total→ Class A Common Stock (1,203 underlying)
Holdings
- 294
Restricted Stock Units
→ Class A Common Stock (294 underlying) - 2,124
Non-Qualified Stock Options
Exercise: $127.56Exp: 2031-02-26→ Class A Common Stock (2,124 underlying) - 1,052
Restricted Stock Units
→ Class A Common Stock (1,052 underlying) - 4,510
Restricted Stock Units
→ Class A Common Stock (4,510 underlying) - 7,077
Non-Qualified Stock Options
Exercise: $16.09Exp: 2029-11-19→ Class A Common Stock (7,077 underlying) - 3,648
Non-Qualified Stock Options
Exercise: $110.84Exp: 2032-02-22→ Class A Common Stock (3,648 underlying)
Footnotes (9)
- [F1]Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- [F3]The restricted stock units were granted on November 19, 2019 and vest in four equal annual installments beginning on November 19, 2020, the last of which occurred on November 19, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
- [F4]The restricted stock units were granted on February 26, 2021 and vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F5]The restricted stock units were granted on February 22, 2022 and vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F6]The restricted stock units were granted on February 22, 2022 and vest in two equal installments, on February 22, 2025, and February 22, 2026. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- [F7]The option becomes exercisable in four equal annual installments beginning November 18, 2020.
- [F8]The option becomes exercisable in three annual installments beginning February 22, 2023.
- [F9]The option becomes exercisable in three annual installments beginning February 26, 2022.
Documents
Issuer
Silvergate Capital Corp
CIK 0001312109
Entity typeother
Related Parties
1- filerCIK 0001758346
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:30 PM ET
- Size
- 17.9 KB