4//SEC Filing
CASTELLE \CA\ 4
Accession 0000950159-06-001050
CIK 0000908605operating
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 5:46 PM ET
Size
35.2 KB
Accession
0000950159-06-001050
Insider Transaction Report
Form 4
CASTELLE \CA\CSTL
Spectrum Galaxy Fund Ltd.
10% Owner
Transactions
- Purchase
Common Stock
2006-07-31$2.60/sh+1,200$3,120→ 433,337 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.62/sh+100$262→ 433,437 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.74/sh+4,900$13,426→ 478,839 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.71/sh+5,000$13,550→ 468,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.63/sh+3,200$8,416→ 436,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.64/sh+500$1,320→ 437,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+8,900$23,585→ 450,537 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.67/sh+6,200$16,554→ 456,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.75/sh+698$1,920→ 479,537 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.59/sh+1,900$4,921→ 432,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.73/sh+4,800$13,104→ 473,939 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+4,500$11,925→ 441,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.68/sh+3,000$8,040→ 459,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.72/sh+402$1,093→ 469,139 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.69/sh+4,000$10,760→ 463,737 total(indirect: See footnote)
Zeff Holding Company, LLC
10% Owner
Transactions
- Purchase
Common Stock
2006-07-31$2.62/sh+100$262→ 433,437 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.74/sh+4,900$13,426→ 478,839 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.72/sh+402$1,093→ 469,139 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.73/sh+4,800$13,104→ 473,939 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.60/sh+1,200$3,120→ 433,337 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.68/sh+3,000$8,040→ 459,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+8,900$23,585→ 450,537 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.59/sh+1,900$4,921→ 432,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.69/sh+4,000$10,760→ 463,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.63/sh+3,200$8,416→ 436,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.64/sh+500$1,320→ 437,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.71/sh+5,000$13,550→ 468,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.67/sh+6,200$16,554→ 456,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+4,500$11,925→ 441,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.75/sh+698$1,920→ 479,537 total(indirect: See footnote)
Zeff Capital Partners I, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2006-07-31$2.72/sh+402$1,093→ 469,139 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.74/sh+4,900$13,426→ 478,839 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.59/sh+1,900$4,921→ 432,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.67/sh+6,200$16,554→ 456,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.68/sh+3,000$8,040→ 459,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.69/sh+4,000$10,760→ 463,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.71/sh+5,000$13,550→ 468,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.64/sh+500$1,320→ 437,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+4,500$11,925→ 441,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.73/sh+4,800$13,104→ 473,939 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.75/sh+698$1,920→ 479,537 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.60/sh+1,200$3,120→ 433,337 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.62/sh+100$262→ 433,437 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.63/sh+3,200$8,416→ 436,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+8,900$23,585→ 450,537 total(indirect: See footnote)
ZEFF DANIEL
10% Owner
Transactions
- Purchase
Common Stock
2006-07-31$2.71/sh+5,000$13,550→ 468,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.72/sh+402$1,093→ 469,139 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.73/sh+4,800$13,104→ 473,939 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.63/sh+3,200$8,416→ 436,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.68/sh+3,000$8,040→ 459,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.59/sh+1,900$4,921→ 432,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+8,900$23,585→ 450,537 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.69/sh+4,000$10,760→ 463,737 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.74/sh+4,900$13,426→ 478,839 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.60/sh+1,200$3,120→ 433,337 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.75/sh+698$1,920→ 479,537 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.65/sh+4,500$11,925→ 441,637 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.62/sh+100$262→ 433,437 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.64/sh+500$1,320→ 437,137 total(indirect: See footnote) - Purchase
Common Stock
2006-07-31$2.67/sh+6,200$16,554→ 456,737 total(indirect: See footnote)
Footnotes (2)
- [F1]This Form 4 is being filed by Daniel Zeff, Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding").
- [F2]This transaction was effected through Capital. Mr. Zeff is the sole manager and member of Holding, which in turn serves as the general partner for Capital. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Capital is reported herein. Each of Mr. Zeff and Holding disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its/his indirect pecuniary interest therein, and this report shall not be deemed an admission that any of Mr. Zeff or Holding is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Spectrum disclaims beneficial ownership over all shares held through Capital.
Documents
Issuer
CASTELLE \CA\
CIK 0000908605
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000908605
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 5:46 PM ET
- Size
- 35.2 KB