SPORT HALEY INC·4

Mar 4, 3:16 PM ET

ZEFF DANIEL 4

4 · SPORT HALEY INC · Filed Mar 4, 2009

Insider Transaction Report

Form 4
Period: 2009-03-03
ZEFF DANIEL
10% Owner
Transactions
  • Sale

    Common Stock

    2009-03-03$0.15/sh7,558$1,134190,754 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.31/sh250$78149,237 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.17/sh6,825$1,160179,404 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.18/sh150$27179,254 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.20/sh24,225$4,845149,987 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.16/sh4,525$724186,229 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.19/sh5,042$958174,212 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.26/sh500$130149,487 total(indirect: See footnote)
  • Sale

    Common Stock

    2009-03-03$0.32/sh25$8149,212 total(indirect: See footnote)
Footnotes (2)
  • [F1]This Form 4 is being filed by Daniel Zeff, an individual ("Zeff"), Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding").
  • [F2]This transaction was effected through Spectrum. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum. The entire amount of the Issuer's securities held by Spectrum is reported herein. Zeff disclaims, for purposes of Section 16, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and Capital disclaims beneficial ownership of all securities held by Spectrum. As of the end of the Transaction Date reported herein, Zeff also indirectly beneficially owns 194,051 shares of SPOR common stock through Capital. Zeff is the sole manager and member of Zeff Holding Company, LLC, which serves as the general partner for Capital.

Documents

2 files