GALVIN ROBERT R 4/A
4/A · iANTHUS CAPITAL HOLDINGS, INC. · Filed May 31, 2023
Insider Transaction Report
Form 4/AAmended
GALVIN ROBERT R
Interim COO
Transactions
- Award
Restricted Stock Units
2022-07-26+35,448,102→ 35,448,102 total→ Common Stock (35,448,102 underlying) - Award
Option (right to buy)
2022-09-19+3,938,678→ 3,938,678 totalExercise: $0.05Exp: 2032-09-19→ Common Stock (3,938,678 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
- [F2]The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer.
- [F3]The original Form 4, filed on September 23, 2022, is being amended by this Form 4 Amendment solely to insert in Column 3 of Table II the correct date of grant of the options.
- [F4]The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment vesting on the first anniversary of the date of grant.