4//SEC Filing
GALVIN ROBERT R 4
Accession 0000950170-23-025456
CIK 0001643154other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 5:51 PM ET
Size
10.7 KB
Accession
0000950170-23-025456
Insider Transaction Report
Form 4
GALVIN ROBERT R
Interim COO
Transactions
- Disposition to Issuer
Common Stock
2022-10-03$0.03/sh−7,085,104$211,845→ 16,860,060 total - Award
Common Stock
2022-10-03+23,632,068→ 23,945,164 total - Exercise/Conversion
Restricted Stock Units
2022-10-03−23,632,068→ 11,816,034 total→ Common Stock (23,632,068 underlying)
Holdings
- 3,938,678
Option (right to buy)
Exercise: $0.05Exp: 2032-09-19→ Common Stock (3,938,678 underlying)
Footnotes (5)
- [F1]Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person made on July 26, 2022.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
- [F3]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 23,632,068 restricted stock units granted to the Reporting Person on July 26, 2022.
- [F4]The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). The restricted stock units referenced in Column 9 of this Table II will vest on July 10, 2023, subject to the Reporting Person's continued service with the Issuer; provided, however, if the Reporting Person is terminated without cause or resigns for good reason from the Issuer, then the restricted stock units shall vest immediately.
- [F5]The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment vesting on the first anniversary of the date of the grant.
Documents
Issuer
iANTHUS CAPITAL HOLDINGS, INC.
CIK 0001643154
Entity typeother
Related Parties
1- filerCIK 0001244971
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 5:51 PM ET
- Size
- 10.7 KB