Home/Filings/4/0000950170-23-033072
4//SEC Filing

Levy Richard N 4

Accession 0000950170-23-033072

CIK 0001820302other

Filed

Jul 13, 8:00 PM ET

Accepted

Jul 14, 5:42 PM ET

Size

24.2 KB

Accession

0000950170-23-033072

Insider Transaction Report

Form 4
Period: 2023-07-14
Transactions
  • Sale

    Class A common stock, par value $0.0001 per share

    2023-07-14$2.07/sh400,000$828,0004,644,254 total
Transactions
  • Sale

    Class A common stock, par value $0.0001 per share

    2023-07-14$2.07/sh400,000$828,0004,644,254 total
Footnotes (2)
  • [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.88-2.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F2]VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Issuer

Bakkt Holdings, Inc.

CIK 0001820302

Entity typeother

Related Parties

1
  • filerCIK 0001413810

Filing Metadata

Form type
4
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 5:42 PM ET
Size
24.2 KB