BERGHEIM OLAV 4
4 · Sonendo, Inc. · Filed Jul 31, 2023
Insider Transaction Report
Form 4
Sonendo, Inc.SONX
BERGHEIM OLAV
Director10% Owner
Transactions
- Other
Common Stock
2022-10-19+5,621→ 1,096,373 total(indirect: By LLC) - Other
Common Stock
2022-10-19−286,673→ 0 total(indirect: Held by Fjordinvest (Cayman) II Ltd) - Other
Common Stock
2022-10-19−393,473→ 0 total(indirect: Held by Fjordinvest (Cayman) Ltd.) - Other
Common Stock
2022-10-19+11,242→ 142,544 total(indirect: By LLC)
Holdings
- 66,464(indirect: By LLC)
Common Stock
- 691,628(indirect: Held by Fjord Capital Partners I, L.P.)
Common Stock
- 150,408
Common Stock
- 24,906(indirect: By IRA)
Common Stock
Footnotes (8)
- [F1]Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.
- [F2]Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to extent of his pecuniary interest in such shares.
- [F3]Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
- [F4]Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.
- [F5]Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
- [F6]Mr. Bergheim is the president of Fjord Ventures LLC and exercises voting and dispositive power over the shares held by Fjord Ventures LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
- [F7]Mr. Bergheim is the manager of Fjord Venture Partners I, LLC, the general partner of Fjord Capital Partners I, LP, and exercises voting and dispositive power over the shares held Fjord Capital Partners I, LP. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
- [F8]Held by PENSCO Trust Company, Custodian, FBO Olav Bergheim.