4//SEC Filing
Patterson Thomas Monroe 4
Accession 0000950170-23-047605
CIK 0001884516other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 9:10 AM ET
Size
6.4 KB
Accession
0000950170-23-047605
Insider Transaction Report
Form 4
Patterson Thomas Monroe
Director
Transactions
- Other
Common Stock
2023-09-08+19,802→ 44,802 total
Holdings
- 15,333(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Represents distribution of shares of common stock of the registrant (the "PIPE Shares") related to the private investment in public equity (the "PIPE") that ROC Energy Acquisition Corp. ("ROC") undertook in connection with its business combination (the "Business Combination") with the registrant from ROC Energy Holdings, LLC (the "Sponsor"), of which the reporting person is a member.
- [F2]The reporting person disclaims beneficial ownership of these securities, which represent founder shares of the Sponsor (the "PIPE Founder Shares") except to the extent of his pecuninary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Secction 16 or for any other purpose. The Sponsor anticipates the distribution of the PIPE Founder Shares to the reporting person in accordance with the limited liability company agreement of Sponsor and upon the expiration of the applicable 180-day lock-up period applicable to the Sponsor following the consummation of the Business Combination.
Documents
Issuer
Drilling Tools International Corp
CIK 0001884516
Entity typeother
Related Parties
1- filerCIK 0001355893
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 9:10 AM ET
- Size
- 6.4 KB