4//SEC Filing
Adjuvant Global Health Technology Fund, L.P. 4
Accession 0000950170-23-050853
CIK 0001880438other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 5:41 PM ET
Size
17.1 KB
Accession
0000950170-23-050853
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2023-09-27$16.07/sh−134$2,153→ 411,759 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P) - Sale
Common Stock
2023-09-28$16.11/sh−1,356$21,845→ 410,403 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P) - Sale
Common Stock
2023-09-27$16.07/sh−707$11,361→ 2,176,840 total - Sale
Common Stock
2023-09-28$16.11/sh−7,160$115,348→ 2,169,680 total
Transactions
- Sale
Common Stock
2023-09-27$16.07/sh−134$2,153→ 411,759 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P) - Sale
Common Stock
2023-09-27$16.07/sh−707$11,361→ 2,176,840 total - Sale
Common Stock
2023-09-28$16.11/sh−7,160$115,348→ 2,169,680 total - Sale
Common Stock
2023-09-28$16.11/sh−1,356$21,845→ 410,403 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P)
Adjuvant Capital Management, LLC
10% Owner
Transactions
- Sale
Common Stock
2023-09-27$16.07/sh−707$11,361→ 2,176,840 total - Sale
Common Stock
2023-09-28$16.11/sh−7,160$115,348→ 2,169,680 total - Sale
Common Stock
2023-09-27$16.07/sh−134$2,153→ 411,759 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P) - Sale
Common Stock
2023-09-28$16.11/sh−1,356$21,845→ 410,403 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P)
Adjuvant Capital GP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2023-09-27$16.07/sh−134$2,153→ 411,759 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P) - Sale
Common Stock
2023-09-28$16.11/sh−7,160$115,348→ 2,169,680 total - Sale
Common Stock
2023-09-27$16.07/sh−707$11,361→ 2,176,840 total - Sale
Common Stock
2023-09-28$16.11/sh−1,356$21,845→ 410,403 total(indirect: By Adjuvant Global Health Technology Fund DE, L.P)
Footnotes (5)
- [F1]The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2022.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]Shares held directly by Adjuvant Global Health Technology Fund, L.P. ("AGHT Fund"). The sole general partner of AGHT Fund is Adjuvant Capital GP, L.P. ("AC GP") and the sole general partner of AC GP is Adjuvant Capital Management, L.L.C. ("AC MGMT"). Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
- [F4]Shares held directly by Adjuvant Global Health Technology Fund DE, L.P. ("AGHT Fund DE"). The sole general partner of AGHT Fund DE is AC GP and the sole general partner of AC GP is AC MGMT. Kabeer Aziz, a member of the Issuer's board of directors, is Secretary of AC MGMT, and may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
- [F5]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.57, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Documents
Issuer
AN2 Therapeutics, Inc.
CIK 0001880438
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001783165
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 5:41 PM ET
- Size
- 17.1 KB