GALVIN ROBERT R 4
4 · iANTHUS CAPITAL HOLDINGS, INC. · Filed Oct 13, 2023
Insider Transaction Report
Form 4
GALVIN ROBERT R
Interim COO
Transactions
- Award
Common Stock
2023-10-10+11,816,034→ 28,676,094 total - Disposition to Issuer
Common Stock
2023-10-10$0.02/sh−3,703,032$90,354→ 24,973,062 total - Exercise/Conversion
Restricted Stock Units
2023-10-10−11,816,034→ 0 total→ Common Stock (11,816,034 underlying)
Holdings
- 3,938,678
Option (right to buy)
Exercise: $0.05Exp: 2030-07-10→ Common Stock (3,938,678 underlying)
Footnotes (5)
- [F1]Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on July 26, 2022.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
- [F3]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 11,816,034 restricted stock units granted to the Reporting Person on July 26, 2022.
- [F4]The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").
- [F5]The options were granted pursuant to the Plan. Upon the reporting person's separation on October 11, 2023, the vesting schedule for all unvested options accelerated. Accordingly, as of October 11, 2023, all options are vested and exercisable.