Brooks Guillermo 4
4 · Bloom Energy Corp · Filed Oct 17, 2023
Insider Transaction Report
Form 4
Brooks Guillermo
EVP, Sales - Americas
Transactions
- Exercise/Conversion
Class A Common Stock
2023-10-15+6,250→ 142,958 total - Exercise/Conversion
Restricted Stock Units
2023-10-15−6,250→ 43,750 total→ Class A Common Stock (6,250 underlying) - Exercise/Conversion
Class A Common Stock
2023-10-15+4,235→ 147,193 total - Sale
Class A Common Stock
2023-10-16$12.47/sh−3,792$47,286→ 143,401 total - Exercise/Conversion
Restricted Stock Units
2023-10-15−4,235→ 21,178 total→ Class A Common Stock (4,235 underlying)
Footnotes (5)
- [F1]Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
- [F2]The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.41 to $12.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- [F4]The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
- [F5]The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.