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COLUMN GROUP L P 4

Accession 0000950170-23-064847

CIK 0001426332other

View on SEC.gov Company Profile

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 4:28 PM ET

Size

38.7 KB

Accession

0000950170-23-064847

Insider Transaction Report

Form 4

Period: 2023-11-15

NGM BIOPHARMACEUTICALS INCNGM

Ponoi II Management, LLC

10% OwnerOther

Transactions

Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
44,000
Common Stock
11,103,333

COLUMN GROUP L P

10% Owner

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
90,442
Common Stock
11,103,333
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
44,000
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
2,650,177

Ponoi Capital II, LP

10% Owner

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
11,103,333
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
44,000

Ponoi Management, LLC

10% OwnerOther

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
(indirect: See footnote)
100,000
Common Stock
11,103,333
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
44,000
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
1,298,908

Svennilson Peter

Director10% Owner

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
11,103,333
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
44,000

PONOI CAPITAL, LP

10% Owner

Transactions

Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
11,103,333
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
44,000

Kutzkey Tim

10% OwnerOther

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
968,990
Common Stock
11,103,333
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
44,000

Column Group II GP, LP

10% OwnerOther

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
11,103,333
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
44,000
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
1,298,908

Column Group Management LP

10% Owner

Transactions

Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
44,000
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
11,103,333
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
2,265,758
Common Stock
(indirect: See footnote)
100,000

COLUMN GROUP II, LP

10% Owner

Transactions

Purchase
Common Stock
2023-11-16$0.62/sh+5,840$3,627→ 949,862 total(indirect: See footnotes)
Purchase
Common Stock
2023-11-15$0.71/sh+16,791$11,880→ 944,022 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnote)
44,000
Common Stock
(indirect: See footnote)
968,990
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
1,298,908
Common Stock
(indirect: See footnote)
2,650,177
Common Stock
11,103,333
Common Stock
(indirect: See footnote)
858,035
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
100,000
Common Stock
(indirect: See footnote)
15,000
Common Stock
(indirect: See footnote)
90,442
Common Stock
(indirect: See footnote)
2,265,758

Footnotes (16)

[F1]The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.681 to $0.7201, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 1 to this Form 4.
[F10]The securities are directly held by The Column Group II, LP ("TCG II LP"). TCG II GP is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are the TCG Managing Partners. The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG II GP and each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F11]The securities are directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of Ponoi LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Ponoi LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F12]The securities are directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of Ponoi II LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Ponoi II LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F13]The securities are directly held by TCG GP. The managing members of TCG GP are the TCG Managing Partners. The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. Each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F14]The securities are directly held by The Column Group Management LP ("TCGM LP"). The managing partners of TCGM LP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F15]The securities are owned solely by Tim Kutzkey.
[F16]The securities are directly held by Peter Svennilson.
[F2]The securities are directly held by The Column Group Opportunity III, LP ("TCG Opportunity III LP"). The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG Managing Members").
[F3](Continued from Footnote 2) The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F4]The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.6198 to $0.6221, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 4 to this Form 4.
[F5]The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG IV LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F6]The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG IV LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F7]The securities are directly held by The Column Group, LP ("TCG LP").The Column Group GP, LP ("TCG GP") is the general partner of TCG LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG GP are David Goeddel, a member of the Issuer's board of directors and Peter Svennilson (collectively, the "TCG Managing Partners"). The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG GP and each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F8]The securities are directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG III GP and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
[F9]The securities are directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG III GP and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

NGM BIOPHARMACEUTICALS INC

CIK 0001426332

→

Entity typeother

Related Parties

filerCIK 0001347769

Filing Metadata

Form type: 4
Filed: Nov 16, 7:00 PM ET
Accepted: Nov 17, 4:28 PM ET
Size: 38.7 KB

View on SEC.gov