DICK ROGER L 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 28, 2023
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock
2023-11-21+1,719→ 87,670 total - Other
Common Stock
2023-11-21+177→ 9,058 total - Other
Common Stock
2023-11-21+51→ 2,630 total
Footnotes (5)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023.
- [F4]Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
- [F5]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian