Feinglass Michael 4
4 · P10, Inc. · Filed Dec 4, 2023
Insider Transaction Report
Form 4
Feinglass Michael
Other
Transactions
- Conversion
Class A Common Stock
2023-11-07+457,496→ 457,496 total - Conversion
Class B Common Stock
2023-11-07−457,496→ 457,497 total→ Class A Common Stock (457,496 underlying) - Sale
Class A Common Stock
2023-11-30$10.10/sh−10,000$101,012→ 447,496 total - Sale
Class A Common Stock
2023-12-01$10.13/sh−20,000$202,556→ 427,496 total
Footnotes (4)
- [F1]Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of ClassB Common Stock will automatically convert into Class A Common Stock.
- [F2]Continued from Footnote 1: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the"Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock havebeen converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstandingshares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 7, 2023, the Reporting Person elected to convert 457,496 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.