4//SEC Filing
Levy Richard N 4
Accession 0000950170-23-068806
CIK 0001820302other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 4:11 PM ET
Size
35.1 KB
Accession
0000950170-23-068806
Insider Transaction Report
Form 4
Levy Richard N
10% Owner
Transactions
- Sale
Class A common stock, par value $0.0001 per share
2023-12-06$2.05/sh−18,763$38,494→ 4,084,306 total
VPC Impact Acquisition Holdings Sponsor, LLC
Director10% OwnerOther
Transactions
- Sale
Class A common stock, par value $0.0001 per share
2023-12-06$2.05/sh−18,763$38,494→ 4,084,306 total
Footnotes (2)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at the same price through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-2.0614, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]VPC Impact Acquisition Holdings Sponsor, LLC ("VIH Sponsor") is the record holder of the securities reported herein. Richard N. Levy, as Chief Executive Officer and Founder of Victory Park Capital Advisors, LLC, has voting and investment discretion with respect to the securities held of record by VIH Sponsor. Mr. Levy disclaims any beneficial ownership of the securities held by VIH Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001413810
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 4:11 PM ET
- Size
- 35.1 KB