4//SEC Filing
Frisch Scott M. 4
Accession 0000950170-23-069153
CIK 0001842939other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 9:08 PM ET
Size
12.8 KB
Accession
0000950170-23-069153
Insider Transaction Report
Form 4
Carmell CorpCTCX
Frisch Scott M.
Director
Transactions
- Purchase
Common Stock
2023-12-06$3.03/sh+487$1,477→ 1,634 total(indirect: By LLC) - Purchase
Common Stock
2023-12-08$3.15/sh+36$113→ 1,869 total(indirect: By LLC) - Purchase
Common Stock
2023-12-04$3.00/sh+870$2,609→ 870 total(indirect: By LLC) - Purchase
Common Stock
2023-12-05$3.10/sh+277$860→ 1,147 total(indirect: By LLC) - Purchase
Common Stock
2023-12-07$3.07/sh+199$610→ 1,833 total(indirect: By LLC)
Footnotes (3)
- [F1]The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (21.7%), Scott Frisch (17.4%), Kathryn Gregory (21.7%), Gilles Spenlehauer (17.4%), and Patrick Sturgeon (21.7%). The total amount invested in the LLC by these members was $115,000 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.
- [F2]The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
Carmell Corp
CIK 0001842939
Entity typeother
Related Parties
1- filerCIK 0001997294
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 9:08 PM ET
- Size
- 12.8 KB