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4//SEC Filing

Alvarez Maria 4

Accession 0000950170-23-069343

CIK 0001874071other

View on SEC.gov Company Profile

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 3:33 PM ET

Size

18.4 KB

Accession

0000950170-23-069343

Insider Transaction Report

Form 4

Period: 2023-12-07

Ponce Financial Group, Inc.PDLB

Director

Transactions

Award
Premium Stock Option
2023-12-07$10.33/sh+3,000$30,990→ 3,000 total
Exercise: $10.33From: 2024-12-07Exp: 2033-12-06→ Common Stock (3,000 underlying)
Award
Premium Stock Options
2023-12-07$10.52/sh+3,000$31,560→ 6,000 total
Exercise: $10.52From: 2025-12-07Exp: 2033-12-06→ Common Stock (3,000 underlying)
Award
Common Stock
2023-12-07$10.33/sh+28,530$294,715→ 72,593 total
Award
Premium Stock Options
2023-12-07$10.70/sh+3,000$32,100→ 9,000 total
Exercise: $10.70From: 2026-12-07Exp: 2033-12-06→ Common Stock (3,000 underlying)
Award
Premium Stock Options
2023-12-07$11.08/sh+3,000$33,240→ 15,000 total
Exercise: $11.08From: 2028-12-07Exp: 2033-12-06→ Common Stock (3,000 underlying)
Award
Premium Stock Options
2023-12-07$10.89/sh+3,000$32,670→ 12,000 total
Exercise: $10.89From: 2027-12-07Exp: 2033-12-06→ Common Stock (3,000 underlying)

Holdings

Common Stock
(indirect: By IRA)
1,430
Stock Options
Exercise: $9.27From: 2022-01-31Exp: 2029-01-30→ Common Stock (12,442 underlying)
12,442
Stock Options
Exercise: $10.44From: 2023-04-01Exp: 2032-03-31→ Common Stock (13,952 underlying)
13,952

Footnotes (4)

[F1]Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
[F2]Includes 24,885 shares of restricted stock units, of which 4,977 shares vest on January 31, of each year thereafter, ending on January 31, 2028.
[F3]These 13,952 stock options vest annualy at a rate of 33.33% per year beginning April 1, 2022.
[F4]Stock options vest annually at a rate of 30% on January 31, 2022, 10% on January 31, 2023 and an additional 12% on January 31 of each year thereafter, ending on January 31, 2028.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

Ponce Financial Group, Inc.

CIK 0001874071

Entity typeother

Related Parties

1

filerCIK 0001766501

Filing Metadata

Form type: 4
Filed: Dec 10, 7:00 PM ET
Accepted: Dec 11, 3:33 PM ET
Size: 18.4 KB

View on SEC.gov