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NAUDON CARLOS P 4

Accession 0000950170-23-069349

CIK 0001874071other

View on SEC.gov Company Profile

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 3:39 PM ET

Size

18.5 KB

Accession

0000950170-23-069349

Insider Transaction Report

Form 4

Period: 2023-12-07

Ponce Financial Group, Inc.PDLB

NAUDON CARLOS P

DirectorPresident & CEO

Transactions

Award
Premium Stock Options
2023-12-07$10.89/sh+24,000$261,360→ 96,000 total
Exercise: $10.89From: 2027-12-07Exp: 2033-12-06→ Common Stock (24,000 underlying)
Award
Premium Stock Options
2023-12-07$10.33/sh+24,000$247,920→ 24,000 total
Exercise: $10.33From: 2024-12-07Exp: 2033-12-06→ Common Stock (24,000 underlying)
Award
Premium Stock Options
2023-12-07$11.08/sh+24,000$265,920→ 120,000 total
Exercise: $11.08From: 2028-12-07Exp: 2033-12-06→ Common Stock (24,000 underlying)
Award
Premium Stock Options
2023-12-07$10.52/sh+24,000$252,480→ 48,000 total
Exercise: $10.52From: 2025-12-07Exp: 2033-12-06→ Common Stock (24,000 underlying)
Award
Common Stock
2023-12-07$10.33/sh+211,476$2,184,547→ 458,743 total
Award
Premium Stock Options
2023-12-07$10.70/sh+24,000$256,800→ 72,000 total
Exercise: $10.70From: 2026-12-07Exp: 2033-12-06→ Common Stock (24,000 underlying)

Holdings

Stock Options
Exercise: $9.15From: 2019-12-04Exp: 2028-12-03→ Common Stock (62,209 underlying)
62,209
Common Stock
(indirect: By IRA)
89,869
Common Stock
(indirect: By ESOP)
12,767
Common Stock
(indirect: By Banking Spectrum Inc.)
20,000

Footnotes (4)

[F1]Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
[F2]Includes 10,852 shares of restricted stock units, of which 5,425 shares vest on April 1, 2024 and 5,427 shares vest on April 1, 2025.
[F3]Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
[F4]Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

Ponce Financial Group, Inc.

CIK 0001874071

Entity typeother

Related Parties

1

filerCIK 0001270273

Filing Metadata

Form type: 4
Filed: Dec 10, 7:00 PM ET
Accepted: Dec 11, 3:39 PM ET
Size: 18.5 KB

View on SEC.gov