Ponce Financial Group, Inc.·4

Dec 11, 3:45 PM ET

Perez Frank 4

4 · Ponce Financial Group, Inc. · Filed Dec 11, 2023

Insider Transaction Report

Form 4
Period: 2023-12-07
Perez Frank
Chief Financial Officer
Transactions
  • Award

    Premium Stock Options

    2023-12-07$10.33/sh+500$5,165500 total
    Exercise: $10.33From: 2024-12-07Exp: 2033-12-06Common Stock (500 underlying)
  • Award

    Premium Stock Options

    2023-12-07$10.70/sh+500$5,3501,500 total
    Exercise: $10.70From: 2026-12-07Exp: 2033-12-06Common Stock (500 underlying)
  • Award

    Common Stock

    2023-12-07$10.33/sh+2,500$25,82550,173 total
  • Award

    Premium Stock Options

    2023-12-07$10.52/sh+500$5,2601,000 total
    Exercise: $10.52From: 2025-12-07Exp: 2033-12-06Common Stock (500 underlying)
  • Award

    Premium Stock Options

    2023-12-07$10.89/sh+500$5,4452,000 total
    Exercise: $10.89From: 2027-12-07Exp: 2033-12-06Common Stock (500 underlying)
  • Award

    Premium Stock Options

    2023-12-07$11.08/sh+500$5,5402,500 total
    Exercise: $11.08From: 2028-12-07Exp: 2033-12-06Common Stock (500 underlying)
Holdings
  • Common Stock

    (indirect: By ESOP)
    8,823
  • Stock Options

    Exercise: $9.15From: 2020-12-04Exp: 2028-12-03Common Stock (41,856 underlying)
    41,856
Footnotes (4)
  • [F1]Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024.
  • [F2]Includes 5,271 shares of restricted stock units, of which 2,635 shares vest on April 1, 2024 and 2,636 shares vest on April 1, 2025
  • [F3]Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
  • [F4]Stock Options vest annually at a rate of 20% per year commencing on December 4, 2020

Documents

1 file
  • 4
    ownership.xmlPrimary

    4