SCHWARTZ HARVEY M 4
4 · Carlyle Group Inc. · Filed Dec 19, 2023
Insider Transaction Report
Form 4
SCHWARTZ HARVEY M
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2023-12-15$41.74/sh−295,358$12,328,036→ 6,768,046 total
Footnotes (2)
- [F1]These shares of common stock were sold by the reporting person pursuant to a Rule 10b5-1 trading arrangement entered into by the reporting person on September 1, 2023 to satisfy tax obligations arising from the vesting of restricted stock units.
- [F2]The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $41.32 to $42.14, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.