Feinglass Michael 4
4 · P10, Inc. · Filed Dec 21, 2023
Insider Transaction Report
Form 4
Feinglass Michael
Other
Transactions
- Sale
Class B Common Stock
2023-12-08$9.14/sh−24,000$219,254→ 433,497 total→ Class A Common Stock (24,000 underlying)
Holdings
- 427,496
Class A Common Stock
Footnotes (2)
- [F1]Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of ClassB Common Stock will automatically convert into Class A Common Stock.
- [F2]Continued from Footnote 1: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the"Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock havebeen converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstandingshares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.