Home/Filings/4/0000950170-24-001254
4//SEC Filing

Protiva Brian 4

Accession 0000950170-24-001254

CIK 0000926282other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:51 PM ET

Size

16.1 KB

Accession

0000950170-24-001254

Insider Transaction Report

Form 4
Period: 2023-12-31
Protiva Brian
DirectorCEO of ADVA
Transactions
  • Exercise/Conversion

    Dividend Equivalent Rights

    2023-12-31168.4240 total
    Common Stock (168.424 underlying)
  • Disposition to Issuer

    Common Stock

    2023-12-31$7.34/sh0.424$3237,196.14 total
  • Exercise/Conversion

    Common Stock

    2023-12-31+168.424237,196.564 total
  • Award

    Common Stock

    2023-12-31+16,349253,545.14 total
Holdings
  • Stock Options

    Exercise: $12.17Exp: 2028-05-14Common Stock (49,464 underlying)
    49,464
  • Stock Options

    Exercise: $7.01Exp: 2027-05-14Common Stock (41,220 underlying)
    41,220
  • Common Stock

    (indirect: By Spouse)
    119,361.03
  • Stock Option

    Exercise: $19.08Exp: 2029-05-14Common Stock (88,326 underlying)
    88,326
  • Stock Options

    Exercise: $7.04Exp: 2025-05-14Common Stock (52,997 underlying)
    52,997
Footnotes (6)
  • [F1]Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.
  • [F2]Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.
  • [F3]The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2022.
  • [F4]The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2021.
  • [F5]The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2020.
  • [F6]The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2018.

Documents

1 file

Issuer

ADTRAN Holdings, Inc.

CIK 0000926282

Entity typeother

Related Parties

1
  • filerCIK 0001930886

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:51 PM ET
Size
16.1 KB