Faraut Philippe 4
4 · iANTHUS CAPITAL HOLDINGS, INC. · Filed Jan 12, 2024
Insider Transaction Report
Form 4
Faraut Philippe
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-01-05−2,439,024→ 34,739,974 total→ Common Stock (2,439,024 underlying) - Disposition to Issuer
Common Stock
2024-01-05$0.29/sh−999,512$286,660→ 1,439,512 total - Award
Common Stock
2024-01-05+2,439,024→ 2,439,024 total
Footnotes (4)
- [F1]Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on November 22, 2022.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
- [F3]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,439,024 restricted stock units granted to the Reporting Person on January 5, 2024.
- [F4]The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.