4//SEC Filing
Essex Woodlands Fund IX-GP, L.P. 4
Accession 0000950170-24-005774
CIK 0001409269other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:05 PM ET
Size
12.8 KB
Accession
0000950170-24-005774
Insider Transaction Report
Form 4
Essex Woodlands IX, LLC
10% Owner
Transactions
- Purchase
Secured Subordinated Convertible Notes
2024-01-18(indirect: See footnote)From: 2024-01-18Exp: 2025-12-09→ Common Stock (1,598,722 underlying)
Essex Woodlands Fund IX, L.P.
10% Owner
Transactions
- Purchase
Secured Subordinated Convertible Notes
2024-01-18(indirect: See footnote)From: 2024-01-18Exp: 2025-12-09→ Common Stock (1,598,722 underlying)
EW Healthcare Partners-A, L.P.
10% Owner
Transactions
- Purchase
Secured Subordinated Convertible Notes
2024-01-18(indirect: See footnote)From: 2024-01-18Exp: 2025-12-09→ Common Stock (1,598,722 underlying)
Essex Woodlands Fund IX-GP, L.P.
10% Owner
Transactions
- Purchase
Secured Subordinated Convertible Notes
2024-01-18(indirect: See footnote)From: 2024-01-18Exp: 2025-12-09→ Common Stock (1,598,722 underlying)
Footnotes (2)
- [F1]The secured subordinated convertible notes in the aggregate principal amount of $2,000,000.00 (the "Notes") are convertible at any time into an aggregate 1,598,722 shares of common stock, $0.0001 par value per share ("Common Stock"), of Venus Concept Inc., at a conversion rate of 799.3605 shares of Common Stock for each $1,000.00 principal amount of Notes, 1,536,890 of which are held by EW Healthcare Partners, L.P. ("EWHP"), and 61,832 of which are held by EW Healthcare Partners-A, L.P. ("EWHP-A" and, together with EWHP, the "EWHP Funds").
- [F2]Essex Woodlands Fund IX-GP, L.P. (the "EW Fund IX GP"), is the general partner of the EWHP Funds. Essex Woodlands IX, LLC (the "General Partner") is the general partner of EW Fund IX GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares"). The managers of the General Partner are Martin P. Sutter, Scott Barry, Ron Eastman, Petri Vainio and Steve Wiggins (collectively, the "Managers") and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, EW Fund IX GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein.
Documents
Issuer
Venus Concept Inc.
CIK 0001409269
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001652285
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 4:05 PM ET
- Size
- 12.8 KB