3//SEC Filing
Unique Diamond Investments Ltd 3
Accession 0000950170-24-007170
CIK 0001991792other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 9:01 PM ET
Size
41.8 KB
Accession
0000950170-24-007170
Insider Transaction Report
Form 3
Charming Jade Ltd
10% Owner
Holdings
- (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) - (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) - (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)
ORI Healthcare Fund, L.P.
10% Owner
Holdings
- (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)- (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying) - (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying)
ORI Healthcare Fund II, L.P.
10% Owner
Holdings
Series B Preferred Stock
→ Common Stock (350,771 underlying)- (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) - (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) - (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying)
Song Hong Fang
Director
Holdings
- (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)- (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) - (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying)
Unique Diamond Investments Ltd
10% Owner
Holdings
- (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)- (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) - (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying)
Healthcare Seed Ltd
10% Owner
Holdings
- (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying) - (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) - (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)
ORI Capital II Inc.
10% Owner
Holdings
- (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying) - (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) - (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)
ORI Capital Holding Inc.
10% Owner
Holdings
- (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) - (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)- (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying)
ORI Capital Inc.
10% Owner
Holdings
- (indirect: By Unique Diamond Investments Limited)
Series D Preferred Stock
→ Common Stock (354,353 underlying) Series B Preferred Stock
→ Common Stock (350,771 underlying)- (indirect: By Unique Diamond Investments Limited)
Series C Preferred Stock
→ Common Stock (656,839 underlying) - (indirect: By Charming Jade Limited)
Series E Preferred Stock
→ Common Stock (3,930,176 underlying)
Footnotes (4)
- [F1]Each share of the Issuer's preferred stock is convertible into shares of the Issuer's common stock at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.
- [F2]Unique Diamond Investments Limited is a wholly owned subsidiary of ORI Healthcare Fund, L.P. ORI Capital Inc. is the general partner of ORI Healthcare Fund, L.P.
- [F3]Each of ORI Capital Inc. and ORI Capital II Inc. is a wholly owned subsidiary of ORI Capital Holding Inc., which is a wholly owned subsidiary of Healthcare Seed Limited. Ms. Song is the sole owner of Healthcare Seed Limited. As a result of these relationships, each of the foregoing entities and Ms. Song may be deemed to share beneficial ownership over the securities held of record by Unique Diamond Investments Limited and Charming Jade Limited, except to the extent of their pecuniary interests therein.
- [F4]Charming Jade Limited is a wholly owned subsidiary of ORI Healthcare Fund II, L.P. ORI Capital II Inc. is the general partner of ORI Healthcare Fund II, L.P.
Documents
Issuer
CG Oncology, Inc.
CIK 0001991792
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001991263
Filing Metadata
- Form type
- 3
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 9:01 PM ET
- Size
- 41.8 KB